Hedge Fund General Counsel and Compliance Officer Summit 2018 | Corporate Counsel | 26 September 2018 | New York Marriott Marquis, 1535 Broadway, New York, NY 10036, USA

Now in its 12th year, Corporate Counsel's Annual Hedge Fund General Counsel and Compliance Officer Summit provides a forum for hedge fund managers and investors to acquire the tools and best practices they need to tackle these issues and apply them within their own firms.

It is more crucial than ever that hedge funds have an effective legal and compliance program in place. Understanding the implications of the latest regulatory rules and guidance is a must. You need to have solutions and strategies for addressing legal and operational issues associated with managing investors, fund structuring, marketing and conducting business in general – a particularly challenging mandate as the industry faces difficulty generating the returns they once did and is seeing a trend away from active management.

Now in its 12th year, Corporate Counsel's Annual Hedge Fund General Counsel and Compliance Officer Summit provides a forum for hedge fund managers and investors to acquire the tools and best practices they need to tackle these issues and apply them within their own firms.
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It is more crucial than ever that hedge funds have an effective legal and compliance program in place. Understanding the implications of the latest regulatory rules and guidance is a must. You need to have solutions and strategies for addressing legal and operational issues associated with managing investors, fund structuring, marketing and conducting business in general – a particularly challenging mandate as the industry faces difficulty generating the returns they once did and is seeing a trend away from active management.

From the following roles:

• Asset/Portfolio Managers
• Chief Administrative Officers
• Chief Compliance Officers
• Chief Executive Officers
• Chief Financial Officers
• Chief Investment Officers
• Chief Operational Officers
• Chief Privacy/Security Officers
• Counsel/Corporate Counsel
• General Counsel/Chief Legal Officers
• Heads of Risk Management/Operational Due Diligence
• Law enforcement officers
• Partners/Managing Directors
• Regulatory executives
From the following types of organizations:

• Alternative investors
• Banks
• Endowments
• Family offices
• Foundations
• Fund of funds
• Fund sponsors
• Hedge funds
• Infrastructure funds
• Insurance companies
• Investment advisors
• Law enforcement agencies
• Pension plans
• Regulatory agencies
• Sovereign wealth funds
• Wealth managers

THIS CONFERENCE IS ALSO RELEVANT TO:
Partners, Managing Directors and Chief/Senior Executives whose practice focuses on Investment funds, Funds, Securities, Employment and Privacy/Security from the following organizations:

• Broker dealers
• Cybersecurity vendors
• Fund legal administration and compliance providers
• Law firms
• Market makers
• Regulatory consulting firms

2018 Speakers

Cynthia Aragon
Chief Compliance Officer, Altegris

Matthew Bloom
Chief Compliance Officer & Associate General Counsel, Viking Global Investors

Michael Barry
General Counsel & Chief Compliance Officer, Samlyn Capital

Matthew Bloom
Chief Compliance Officer & Associate General Counsel, Viking Global Investors

Darren J. Check
Partner & Director of Institutional Relations, Kessler Topaz Meltzer & Check, LL

William Delmage
Assistant Regional Director, US Securities and Exchange Commission

Michael S. Emanuel
Partner, Stroock & Stroock & Lavan LLP

Jonathan Feiler
General Counsel and Chief Compliance Officer, Arosa Capital Management LP

Eliott Frank
General Counsel & Chief Compliance Officer , Senzar Asset Management, LLC

Lance Friedler
General Counsel and Chief Compliance Officer Phoenix Investment Adviser LLC

David Glockner
Chief Compliance Officer, Citadel LLC

Erik Groothuis
Partner, Schlam Stone & Dolan LLP

Mimi Gross
General Counsel , Clough Capital Partners LP

David A. Holley
Executive Vice President, Americas, K2 Intelligence

Irshad Karim
General Counsel and Compliance Officer, Lion Point Capital

Jeremy Kroll
President, CEO & Co - Founder, K2 Intelligence

Soloman Kuckelman
General Counsel, Americas, Man Group

Sam Lieberman
Partner, Sadis Goldberg, LLP

Tom Lloyd
General Counsel, Campbell & Company, LP

Cynthia Marian
General Counsel, Paragon Advisors Corp

Robert Mendelson
Chief Compliance Officer & Chief Regulatory Counsel, Och-Ziff Capital Management Group

Christopher Mendez
General Counsel and Chief Compliance Officer, Semper Capital Management, LP

Brian Meyer
General Counsel, Fir Tree Partners

Andrew Nathanson
Chief Compliance Officer & Legal Counsel, Suvretta Capital Management, LLC

Michael Neus
General Counsel and Chief Compliance Officer, ExodusPoint Capital Management L

Carol B. O’Donnell
General Counsel and Chief Compliance Officer, Protégé Partners

Jim Plohg
Chief Compliance Officer & Associate General Counsel, Ashford Investment Management, LLC

Alexander Rakitin
Chief Compliance Officer, Perceptive Advisors

Douglas Rappaport
Partner, Akin Gump Strauss Hauer & Feld LLP

Adam Reback
Partner, Chief Compliance Officer, J. Goldman & Co., L.P.

Suzan Rose
Chief Compliance Officer, Marshall Wace North America L.P.

Mark Schein
Chief Compliance Officer & Managing Director, York Capital Management

Michael Schwenk
General Counsel & Chief Compliance Officer, NWI Management LP

Karen L. Shapiro
Chief Compliance Officer, ZAIS Group, LLC
Gary Smith
Partner, Loeb Smith Attorneys

Manal Sultan
Deputy Director of The Division of Enforcement, U.S. Commodity Futures Trading Commission

Megan Vesely
General Counsel and Corporate Secretary, Sigma Analysis & Management Ltd.

Stephen A. Weisbrod
Partner, Weisbrod Matteis & Copley PLLC

2017 Speakers

Cynthia Aragon
Chief Compliance Officer Altegris

Marc L. Baum
Chief Administrative Officer, Serengeti Asset Management

Matthew H. Bloom
Chief Compliance Officer, Viking Global Investors LP

Daniel Bradford
General Counsel, Weiss Asset Management LP

David Campbell
Chief Compliance Officer, Group LLC

Cissie Citardi [More Info]
Managing Director, PineBridge Investments

John D’Agostino
Managing Director, DMS Governance

2018 Sponsors and Partners

• Legal Week
• Inside Counsel
• Corporate Counsel
• Law.com