IAA's Considerations for Advisers: Fixed Income Best Execution 2018 | Investment Adviser Association | 19 June 2018 |
What is Qwoted?
Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.
| Event Date | Tue Jun 19 EDT (over 6 years ago) |
| Region | All |
Details
Hear about the latest developments and best practices for advisers in considering the duty to seek best execution for fixed income transactions. Panelists will discuss topics such as:
• review of quantitative and qualitative data
• use of market data and vendors
• pre-trade and post-trade evaluations
• selecting counterparties
• policies and procedures/governance, and
• regulatory developments generally affecting firms’ obligations and access to information.
Speakers
2018 Speakers
SPEAKERS:
Ari Burstein
President, Capital Markets Strategies
David A. Hershey
Senior Specialist Examiner, Sec Chicago Regional Office
Tim Monahan
Director of Product Management, Ice Data Services
Alex Sedgwick
Head of Fixed Income Market Structure and Electronic Trading in Global Trading, T. Rowe Price
MODERATOR:
Monique S. Botkin
Associate General Counsel, Investment Adviser Association