Intro to CASS 2019 | KNect365 (An Informa Business) | TBA, London, UK

Ten years have passed since the failure of Lehman brothers, during which we have seen a number of high profile CASS fines demonstrating that the continued regulatory focus in this important area. This interactive workshop covers all key compliance requirements.

Key Objectives:
Attending this workshop will increase your knowledge in:

• The client money rules (CASS 7)
• The client asset rules (CASS 6)
• The CASS resolution pack requirements
• FCA reporting
• Effective CASS governance

Who Should Attend?
This workshop is designed primarily for operations, risk and compliance professionals and those responsible for CASS oversight roles; however, this course would equally be of benefit to those who are working within Finance.

Key Themes:
• Internal CASS controls
• Key CASS, SUP and SYSC rules to know
• Meaningful CASS MI
• Industry changes to the CASS audit regime
• Principles of Good CASS governance
• 5 pillars of CASS

2018 Past Speakers

WORKSHOP LEADER:

Stewart Lancaster
Independent Consultant & Operational Regulatory Compliance Manager, Quilter Cheviot