Investment Advisers Conference 2019 | King & Spalding LLP | 28 February 2019 | King & Spalding, 1185 Avenue of the Americas, 34th Floor, New York NY 10036, USA
Venue
King & Spalding
King & Spalding, 1185 Avenue of the Americas, 34th Floor, New York NY 10036, USA
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| Event Date | Thu Feb 28 EST (almost 6 years ago) |
| Location |
King & Spalding
1185 Avenue of the Americas, 34th Floor, New York NY 10036, USA |
| Region | Americas |
Details
With record numbers of Investment Advisers and assets under management, the regulation of Investment Advisers remains one of the Securities and Exchange Commission’s top priorities. Enforcement actions against Advisers have continued to rise in recent years and account for over 20% of all actions brought.
Come hear about the latest developments in this field and what to expect in the year ahead.
Speakers
2019 Speakers
Carmen
Lawrence
Partner, Securities Enforcement and Regulation/Special Matters and Government Investigations
Richard Walker
Partner, Securities Enforcement and Regulation/Special Matters and Government Investigations