InvestmentNews RIA Summit 2022 | InvestmentNews | 7 November 2022 | Marriott Boston Long Wharf, 296 State St, Boston, MA 02109, USA

Growing Your RIA through Product Offerings, Technology and Operational Efficiencies

As the Registered Investment Advisor (RIA) industry matures, the need for information on the latest industry trends and practice management advice is more pressing than ever.

Whether you are a newbie, a breakaway adviser, or run an established RIA firm, you need the latest strategies, tactics, tools and best practices on how to set up and efficiently operate an RIA practice.

This summit will offer the highest quality content on how to deliver fee-based products and services, including alternative investment products, new areas of advice that RIAs can now offer, as well as content focused on marketing, technology, recruiting, succession, and more

Our two concurrent streams will offer topics and speakers that align with unique needs of each of the two segments - “established” RIAs and “breakaway advisor” or “new” RIA.

2022 Speakers

SPEAKERS:

James Connors, CIMA, AIF
Vice President | Alternative Investments, CAIS

Jonathan Barth
Regional Vice President/Member Success, DPL Financial Partners

Derek Bruton
Senior Managing Director, Gladstone Group, Inc.

Gary Carrai
EVP-Advisor Business Strategy, LPL Financial

Joseph Cavatoni
Global Head of Sales & Regional CEO, World Gold Council

Sohini Chowdhury
Director and Senior Economist, Moody's Analytics

Matt Cobb
VP-Head of Financial Institutions (National Accounts), Avantis

Dr. Daniel Crosby
Chief Behavioral Officer, Orion

David DeVoe
Founder & CEO, DeVoe & Company

Jason Diamond
Vice President-Senior Consultant, Diamond Consultants

Paul Dunn
Executive Vice President, Blue Rock Capital Markets, LLC

Rick Ferri
Investment Analyst/Adviser and Author, Ferri Investment Solutions

Tracy Fraser
Dir. Institutional Annuity Markets/National Accounts/Global Relationships/Financial Institutions Group, Transamerica

John French
Chief Executive Officer, InvestmentNews

Stephen Gilbert, CFP, CLU, ChFC, RICP, CRPC
Dir. Advanced Planning Retirement & Life Distribution, Prudential Annuities

Jim Gold
CEO, Steward Partners Global Advisory

Erin Hulse
Founder and CEO, Deviate Consulting, LLC

Aaron Klein
Co-Founder and CEO, Riskalyze

Kay Lynn Mayhue
President, Merit Financial

Tom McCarthy
Senior Vice President-National Sales Strategy, AssetMark

John Milne
Senior Director/Product Management and Strategy, Black Diamond

Chris Mortara
Vice President-Senior Compliance Consultant, AdvisorAssist

Matt Ohme, CFP, CIMA, CLU

SVP-Channel Head/Advisory & Strategic Accounts, Allianz Life Financial Services

Lillian Peros
SVP-Regional Managing Director, Fidelity Investments

Courtney Ranstrom
Co-Founder & Financial Planner, Trailhead Planners

Mike Reidy
VP and Head of RIA Distribution, Security Benefit

Knut Rostad
President, Institute for the Fiduciary Standard

Thomas Ruggie
Founder and CEO, Destiny Family Office

Rob Sheahan
Head of RIA Client Engagement & Success, Addepar

Ashleigh Swayze
Managing Member/Founder, Swayze LLC

Jeff Thompson
Chief Executive Officer, Donoghue Forlines

Phil Trem
President/Financial Advisory, MarshBerry

Paul Waldeier
Assistant Vice President-RIA Distribution, Lincoln Financial Distributors

Brad Wales
Founder, Transition to RIA

Jackie Wilke
Vice President/Advisor Consultant, First Trust

MODERATORS:

Jeff Benjamin
Senior Columnist, InvestmentNews

Chuck Failla
Founder & CEO, Sovereign Financial Group

Gregg Greenberg
Retirement & Planning Editor/Multimedia Anchor, InvestmentNews

2022 Sponsors

GOLD SPONSOR:
• LPL Financial

PREMIER SPONSORS:
• Addepar
• Allianz
• Assetmark
• DPL
• Fidelity
• GBI
• Lincoln
• Orion
• Pacific Life
• TransAmerica

BREAKOUT SPONSORS
• Marshberry
• Prudential
• Security Benefit
• SS&C
• Steward Partners

SUPPORTING SPONSORS:
• Acretader
• Betterment
• GoldmanSachs