Venue
WashingtonDC, NY, United States

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Event Date Wed May 3 EDT - Fri May 5 EDT (over 7 years ago)
Location WashingtonDC, NY, United States
Region Americas
Details

The FIA Law & Compliance Division presents the 39th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2017), May 3-5 in Washington, DC. This conference delivers sessions from leading experts tailored for all skill levels on a diverse range of regulatory developments and their practical implications; professional development opportunities; and numerous networking and other social activities.

Speakers

Joseph Ajibesin,
Executive Director, Nomura

Stephan Ariyan,
Vice President & Chief Compliance Officer, Olam International

Ruth Arnould,
Director & Assistant General Counsel, Bank of America Merrill Lynch

Christian Artmann,
Managing Director & Associate General Counsel, Deutsche Bank Securities

Kevin Batteh,
Partner, Delta Strategy Group

Bruce Beatus,
Director & Associate General Counsel, Bank of America Merrill Lynch

Randy Benjenk,
Associate, Covington & Burling

Dan Berkovitz,
Partner, WilmerHale

James Bernard,
Partner, Stroock & Stroock & Lavan

Trabue Bland,
President, ICE Futures U.S.

Tammy Botsford,
Executive Director & Assistant General Counsel, J.P. Morgan

Blake Brockway,
Assistant General Counsel & Vice President, Bank of America Merrill Lynch

Michelle Broom,
Executive Director, Risk Management Group,
Compliance, Macquarie Group; and Swap Dealer Chief
Compliance Officer, Macquarie Bank Limited, Macquarie Energy

James Cain,
Partner, Eversheds Sutherland

Rosario Chiarenza,
Executive Director, Legal & Compliance Division, Morgan Stanley

Maria Chiodi,
Managing Director & Counsel, Legal & Compliance, Credit Suisse Securities

Mike Conti,
Chief Legal Officer, Rosenthal Collins Group

Andrea Corcoran,
Founding Principal, Align International

Ian Darrow
General Counsel & Chief Compliance Officer, LedgerX

Daniel Davis,
General Counsel, Commodity Futures Trading Commission

Jon DeBord,
Senior Vice President & Assistant General Counsel,
Citigroup Global Markets

Gary DeWaal,
Special Counsel,Katten Muchin Rosenman

Bryan Dierlam,
Director, Government Relations, Archer Daniels Midland Company

Therese Doherty,
Partner, Mintz, Levin, Cohen, Ferris, Glovsky & Popeo

Patricia Donahue,
Senior Vice President, Chief Compliance Officer
& Regulatory Counsel, Rosenthal Collins Group

Sean Downey, Executive Director,
Global Clearing and Risk Policy, CME Group

Dan Driscoll,
Executive Vice President & Chief Operating Officer,
National Futures Association

Kara Dutta,
Assistant General Counsel, Intercontinental Exchange

Waqaas Fahmawi,
Director & Assistant General Counsel,
Bank of America Merrill Lynch

Laurie Ferber,
Executive Vice President & General Counsel
MF Global Holdings

Terence Filewych,
Executive Director & Counsel, UBS

Ronald Filler,
Professor of Law and Director of Financial
Services Law Institute, New York Law School

Eileen Flaherty, Director,
Division of Swap Dealer & Intermediary Oversight,
Commodity Futures Trading Commission

Kevin Foley,
Partner, Katten Muchin Rosenman

Jason Fusco
Assistant General Counsel, Market Regulation, ICE Futures U.S.

Mike Gill,
Chief of Staff, Office of Acting Chairman J.

Christopher Giancarlo,
Commodity Futures Trading Commission

Steven Gitlin,
Executive Director, Global Financial Crimes Compliance,
J.P. Morgan

Rick Glaser,
Deputy Director, Division of Enforcement,
Commodity Futures Trading Commission

Aitan Goelman
Geoffrey Goodman,Partner, Foley & Lardner

Seth Grosshandler,
Partner, Cleary Gottlieb Steen & Hamilton

Alex Guest, Consultant, HSBC

Maureen Guilfoile,
Executive Director & Associate General Counsel,
CME Group

Erik Haas,
Director, Market Regulation,
ICE Futures U.S.

Douglas Harris,
Managing Director, Promontory Financial Group

Stacie Hartman
Partner, Schiff Hardin

Stephen Humenik
Of Counsel, Covington & Burling

Clark Hutchison,
Managing Director & Global Head,
Listed Derivatives & Markets Clearing,
Deutsche Bank

Edward Ivey,
Associate, Linklaters

Kim Johns,
Vice President & Associate General Counsel,
Goldman Sachs

Tracey Jordal,
Executive Vice President &
Senior Counsel, PIMCO

Angie Karna
Managing Director, Legal,
Nomura Securities International

Christian Kemnitz,
Partner, Katten Muchin Rosenman LLP

David King,
Director & FCM Chief Compliance Officer,
Credit Suisse Securities

Christopher Kiplok,
Partner, Hughes Hubbard & Reed

Robert Klein,
Managing Director & Counsel,
Citigroup Global Markets

Jeremy Kuester,
Deputy Associate Director,
Policy Division, FinCEN

Neal Kumar,
Associate, Willkie Farr & Gallagher

Nathaniel Lalone
Partner, Katten Muchin Rosenman UK

Kari Larsen
Counsel, Reed Smith
Tom LaSala, Managing Director,
Chief Regulatory Officer, CME Group

John Lawton,
Acting Director, Division of Clearing & Risk,
Commodity Futures Trading Commission

Vincent Lazar,
Partner, Jenner & Block

Anthony Leitner,
Managing Member, A J Leitner and Associates

Patricia Levy
General Counsel, DRW Trading Group

Matthew Lisle,
Director & Futures Chief Compliance Officer,
ABN AMRO Clearing Chicago

Bonnie Litt,
Managing Director & Associate General Counsel, Goldman Sachs

Colin Lloyd
Partner, Cleary Gottlieb Steen & Hamilton

Walt Lukken
President & Chief Executive Officer, FIA

James Lundy
Partner, Drinker Biddle & Reath

Allison Lurton,
Senior Vice President & General Counsel, FIA

Peter Malyshev
Partner, Reed Smith

Julie Mao
Director & Counsel,
Credit Suisse Securities

Renato Mariotti
Partner, Thompson Coburn

David Martinez
Vice President, General Counsel Department, Credit Suisse

Sandra McCarthy
Chief Compliance Officer,
FCM Division, INTL FCStone

Amy McCormick
Managing Director, Compliance
National Futures Association

Janet McCormick
Executive Director, Compliance, Mizuho Securities

Bill McCoy,
Managing Director,
Legal & Compliance Division, Morgan Stanley

James McDonalD
Director, Office of Enforcement,
Commodity Futures Trading Commission

John McKinlay
Director & Associate General Counsel, CME Group

Hina Mehta
Executive Director & Counsel, UBS

David Meister
Partner, Skadden Arps Slate Meagher & Flom

Jackie Mesa
Senior Vice President, Global Policy, FIA

Aaron Miller
Vice President, Assistant General Counsel, J.P. Morgan

Ryne Miller
Associate, Sullivan & Cromwell

Charles Mills
Partner, Steptoe & Johnson

David MitchelL
Partner, Fried Frank Harris Shriver & Jacobson

Greg Mocek
Partner, Allen & Overy

Rita Molesworth
Partner, Willkie Farr & Gallagher

Ben Morof
Associate General Counsel & Chief Compliance Officer,
Teza Technologies

William Nissen,
Partner, Sidley Austin

Deborah North
Partner, Allen & Overy

Steve Obie
Partner, Jones Day

Greg O'Donohue
Director & Senior Legal Counsel, Derivatives,
Ontario Teachers' Pension Plan

Takako Okada
Chief Compliance Officer, ICE Trade Vault

Amanda Olear
Associate Director, Managed Funds & Financial Reviews Group,
Division of Swap Dealer and Intermediary Oversight,
Commodity Futures Trading Commission

Valerie O'Malley,
Director,Compliance Department, National Futures Association

Richard Ostrander, Managing Director, Legal &
Compliance Department,BlackRock

Mike Otten
Executive Director, Legal
Nomura Securities International

Eric Pan
Director, Office of International Affairs,
Commodity Futures Trading Commission

Paul Pantano
Partner, Willkie Farr & Gallagher

Michael Parodi
Vice President & Counsel, Credit Suisse Securities

Michael Philipp
Partner, Morgan Lewis

Jamila Piracci
Vice President, OTC Derivatives,
National Futures Association

Michael Piracci
Director & Chief Compliance Officer
FCM, Scotia Capital USA

Jonah Platt
Director, Government & Regulatory Policy,
Citadel

Sebastian Pujol Schott
Associate Director, Division of Market Oversight,
Commodity Futures Trading Commission

Ken Raisler
Partner, Sullivan & Cromwell

Heidi Rauh
General Counsel & Chief Compliance Officer
ICE Clear U.S.

Felicia Rector
Head of Americas Securities Division Compliance,
& Chief Compliance Officer, Goldman Sachs

Scott Reinhart
Senior Attorney,
Cleary Gottlieb Steen & Hamilton

Gabriel Rosenberg,
Partner, Davis Polk

Hugh Rooney
Assistant Director, Division of Clearing & Risk,
Commodity Futures Trading Commission

Thomas Russo
Former Executive Vice President & General Counsel, AIG

Sachiyo Sakemi
Managing Director, BlackRock

Betty Santangelo
Partner, Schulte Roth & Zabel

Howard Schneider
Senior Consultant, Charles River Associates

Steven Schwartz
Executive Director, Global Head of Enforcement,
CME Group

Thomas Sexton
President & Chief Executive Officer
National Futures Association

Victoria Sharp
Managing Director & General Counsel, Citigroup

Lisa Shemia
Associate General Counsel, Bats Global Markets

Stephen Sherrod
Senior Economist, Commodity Futures Trading Commission

Jason Silverstein
Executive Director & Associate General Counsel, CME Group

Rebecca Simmons
Partner, Sullivan & Cromwell

Mitja Siraj
Vice President of Legal, Europe, FIA

Tom Smith
Deputy Director, Capital, Margin and Segregation
Division of Swap Dealer and Intermediary Oversight
Federal Reserve Bank of New York

Michael Spafford
Partner, Paul Hastings

Dale Spoljaric
Managing Director, Compliance,
National Futures Association

Scott Taylor
Managing Director, Compliance
Wells Fargo Securities

Lauren Teigland-Hunt
Managing Partner, Teigland-Hunt

Regina Thoele
Senior Vice President, Compliance,
National Futures Association

William Thum,
Principal Global Head of Derivatives Legal and Regulatory,
Vanguard

Corey Traub
Executive Director, Futures & Global Financing Services
Compliance, UBS

Kathryn Trkla
Partner, Foley & Lardner

Matt VosBurgh
Vice President of Regulatory Execution,Barclays

Andrew Vrabel
Executive Director, Global Investigations, CME Group

Daniel Waldman
Senior Counsel, Arnold & Porter Kaye Scholer

Alan Walkow
Vice President & Assistant General Counsel
Goldman Sachs

Bob Wasserman
Chief Counsel, Division of Clearing & Risk,
Commodity Futures Trading Commission

Michelle Weiler
General Counsel & Chief Compliance Officer, ICE Clear U.S.

Mark Wetjen
Managing Director and Head of Global Public Policy, DTCC

John Williams, Partner, Milbank, Tweed, Hadley & McCloy

Kurt Windeler
Senior Director, Market Regulation, Intercontinental Exchange

Greg Wood
Senior Vice President, Global Industry Operations & Technology, FIA

Carol Wooding
General Counsel,National Futures Association

Amir Zaidi
Director, Division of Market Oversight,
Commodity Futures Trading Commission

Melissa Zierk
Managing Director, General Counsel, R.J. O’Brien & Associates

Sponsors & Partners

Sponsors
Allen&Overy
Ankura Consulting
Brace Well
Cleary Gottlieb
CME Group
Covington
Davis Polk
Eversheds Sutherland
Foley 7 Lardner
Hogan Lovells
Ice
Jenner&Block
Jones Day
Katten
Kombre & Kim
Latham Watkins
Milbank
Morris Foerster
NFA
Proskauer
Reed Smith
Schiff Hardin
Sidley
Skadden
Steptoe
Strook
Willkie Farr & Gallagher
WilmerHale