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Event Date | Wed May 3 EDT - Fri May 5 EDT (over 7 years ago) |
Location | WashingtonDC, NY, United States |
Region | Americas |
The FIA Law & Compliance Division presents the 39th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2017), May 3-5 in Washington, DC. This conference delivers sessions from leading experts tailored for all skill levels on a diverse range of regulatory developments and their practical implications; professional development opportunities; and numerous networking and other social activities.
Joseph Ajibesin,
Executive Director, Nomura
Stephan Ariyan,
Vice President & Chief Compliance Officer, Olam International
Ruth Arnould,
Director & Assistant General Counsel, Bank of America Merrill Lynch
Christian Artmann,
Managing Director & Associate General Counsel, Deutsche Bank Securities
Kevin Batteh,
Partner, Delta Strategy Group
Bruce Beatus,
Director & Associate General Counsel, Bank of America Merrill Lynch
Randy Benjenk,
Associate, Covington & Burling
Dan Berkovitz,
Partner, WilmerHale
James Bernard,
Partner, Stroock & Stroock & Lavan
Trabue Bland,
President, ICE Futures U.S.
Tammy Botsford,
Executive Director & Assistant General Counsel, J.P. Morgan
Blake Brockway,
Assistant General Counsel & Vice President, Bank of America Merrill Lynch
Michelle Broom,
Executive Director, Risk Management Group,
Compliance, Macquarie Group; and Swap Dealer Chief
Compliance Officer, Macquarie Bank Limited, Macquarie Energy
James Cain,
Partner, Eversheds Sutherland
Rosario Chiarenza,
Executive Director, Legal & Compliance Division, Morgan Stanley
Maria Chiodi,
Managing Director & Counsel, Legal & Compliance, Credit Suisse Securities
Mike Conti,
Chief Legal Officer, Rosenthal Collins Group
Andrea Corcoran,
Founding Principal, Align International
Ian Darrow
General Counsel & Chief Compliance Officer, LedgerX
Daniel Davis,
General Counsel, Commodity Futures Trading Commission
Jon DeBord,
Senior Vice President & Assistant General Counsel,
Citigroup Global Markets
Gary DeWaal,
Special Counsel,Katten Muchin Rosenman
Bryan Dierlam,
Director, Government Relations, Archer Daniels Midland Company
Therese Doherty,
Partner, Mintz, Levin, Cohen, Ferris, Glovsky & Popeo
Patricia Donahue,
Senior Vice President, Chief Compliance Officer
& Regulatory Counsel, Rosenthal Collins Group
Sean Downey, Executive Director,
Global Clearing and Risk Policy, CME Group
Dan Driscoll,
Executive Vice President & Chief Operating Officer,
National Futures Association
Kara Dutta,
Assistant General Counsel, Intercontinental Exchange
Waqaas Fahmawi,
Director & Assistant General Counsel,
Bank of America Merrill Lynch
Laurie Ferber,
Executive Vice President & General Counsel
MF Global Holdings
Terence Filewych,
Executive Director & Counsel, UBS
Ronald Filler,
Professor of Law and Director of Financial
Services Law Institute, New York Law School
Eileen Flaherty, Director,
Division of Swap Dealer & Intermediary Oversight,
Commodity Futures Trading Commission
Kevin Foley,
Partner, Katten Muchin Rosenman
Jason Fusco
Assistant General Counsel, Market Regulation, ICE Futures U.S.
Mike Gill,
Chief of Staff, Office of Acting Chairman J.
Christopher Giancarlo,
Commodity Futures Trading Commission
Steven Gitlin,
Executive Director, Global Financial Crimes Compliance,
J.P. Morgan
Rick Glaser,
Deputy Director, Division of Enforcement,
Commodity Futures Trading Commission
Aitan Goelman
Geoffrey Goodman,Partner, Foley & Lardner
Seth Grosshandler,
Partner, Cleary Gottlieb Steen & Hamilton
Alex Guest, Consultant, HSBC
Maureen Guilfoile,
Executive Director & Associate General Counsel,
CME Group
Erik Haas,
Director, Market Regulation,
ICE Futures U.S.
Douglas Harris,
Managing Director, Promontory Financial Group
Stacie Hartman
Partner, Schiff Hardin
Stephen Humenik
Of Counsel, Covington & Burling
Clark Hutchison,
Managing Director & Global Head,
Listed Derivatives & Markets Clearing,
Deutsche Bank
Edward Ivey,
Associate, Linklaters
Kim Johns,
Vice President & Associate General Counsel,
Goldman Sachs
Tracey Jordal,
Executive Vice President &
Senior Counsel, PIMCO
Angie Karna
Managing Director, Legal,
Nomura Securities International
Christian Kemnitz,
Partner, Katten Muchin Rosenman LLP
David King,
Director & FCM Chief Compliance Officer,
Credit Suisse Securities
Christopher Kiplok,
Partner, Hughes Hubbard & Reed
Robert Klein,
Managing Director & Counsel,
Citigroup Global Markets
Jeremy Kuester,
Deputy Associate Director,
Policy Division, FinCEN
Neal Kumar,
Associate, Willkie Farr & Gallagher
Nathaniel Lalone
Partner, Katten Muchin Rosenman UK
Kari Larsen
Counsel, Reed Smith
Tom LaSala, Managing Director,
Chief Regulatory Officer, CME Group
John Lawton,
Acting Director, Division of Clearing & Risk,
Commodity Futures Trading Commission
Vincent Lazar,
Partner, Jenner & Block
Anthony Leitner,
Managing Member, A J Leitner and Associates
Patricia Levy
General Counsel, DRW Trading Group
Matthew Lisle,
Director & Futures Chief Compliance Officer,
ABN AMRO Clearing Chicago
Bonnie Litt,
Managing Director & Associate General Counsel, Goldman Sachs
Colin Lloyd
Partner, Cleary Gottlieb Steen & Hamilton
Walt Lukken
President & Chief Executive Officer, FIA
James Lundy
Partner, Drinker Biddle & Reath
Allison Lurton,
Senior Vice President & General Counsel, FIA
Peter Malyshev
Partner, Reed Smith
Julie Mao
Director & Counsel,
Credit Suisse Securities
Renato Mariotti
Partner, Thompson Coburn
David Martinez
Vice President, General Counsel Department, Credit Suisse
Sandra McCarthy
Chief Compliance Officer,
FCM Division, INTL FCStone
Amy McCormick
Managing Director, Compliance
National Futures Association
Janet McCormick
Executive Director, Compliance, Mizuho Securities
Bill McCoy,
Managing Director,
Legal & Compliance Division, Morgan Stanley
James McDonalD
Director, Office of Enforcement,
Commodity Futures Trading Commission
John McKinlay
Director & Associate General Counsel, CME Group
Hina Mehta
Executive Director & Counsel, UBS
David Meister
Partner, Skadden Arps Slate Meagher & Flom
Jackie Mesa
Senior Vice President, Global Policy, FIA
Aaron Miller
Vice President, Assistant General Counsel, J.P. Morgan
Ryne Miller
Associate, Sullivan & Cromwell
Charles Mills
Partner, Steptoe & Johnson
David MitchelL
Partner, Fried Frank Harris Shriver & Jacobson
Greg Mocek
Partner, Allen & Overy
Rita Molesworth
Partner, Willkie Farr & Gallagher
Ben Morof
Associate General Counsel & Chief Compliance Officer,
Teza Technologies
William Nissen,
Partner, Sidley Austin
Deborah North
Partner, Allen & Overy
Steve Obie
Partner, Jones Day
Greg O'Donohue
Director & Senior Legal Counsel, Derivatives,
Ontario Teachers' Pension Plan
Takako Okada
Chief Compliance Officer, ICE Trade Vault
Amanda Olear
Associate Director, Managed Funds & Financial Reviews Group,
Division of Swap Dealer and Intermediary Oversight,
Commodity Futures Trading Commission
Valerie O'Malley,
Director,Compliance Department, National Futures Association
Richard Ostrander, Managing Director, Legal &
Compliance Department,BlackRock
Mike Otten
Executive Director, Legal
Nomura Securities International
Eric Pan
Director, Office of International Affairs,
Commodity Futures Trading Commission
Paul Pantano
Partner, Willkie Farr & Gallagher
Michael Parodi
Vice President & Counsel, Credit Suisse Securities
Michael Philipp
Partner, Morgan Lewis
Jamila Piracci
Vice President, OTC Derivatives,
National Futures Association
Michael Piracci
Director & Chief Compliance Officer
FCM, Scotia Capital USA
Jonah Platt
Director, Government & Regulatory Policy,
Citadel
Sebastian Pujol Schott
Associate Director, Division of Market Oversight,
Commodity Futures Trading Commission
Ken Raisler
Partner, Sullivan & Cromwell
Heidi Rauh
General Counsel & Chief Compliance Officer
ICE Clear U.S.
Felicia Rector
Head of Americas Securities Division Compliance,
& Chief Compliance Officer, Goldman Sachs
Scott Reinhart
Senior Attorney,
Cleary Gottlieb Steen & Hamilton
Gabriel Rosenberg,
Partner, Davis Polk
Hugh Rooney
Assistant Director, Division of Clearing & Risk,
Commodity Futures Trading Commission
Thomas Russo
Former Executive Vice President & General Counsel, AIG
Sachiyo Sakemi
Managing Director, BlackRock
Betty Santangelo
Partner, Schulte Roth & Zabel
Howard Schneider
Senior Consultant, Charles River Associates
Steven Schwartz
Executive Director, Global Head of Enforcement,
CME Group
Thomas Sexton
President & Chief Executive Officer
National Futures Association
Victoria Sharp
Managing Director & General Counsel, Citigroup
Lisa Shemia
Associate General Counsel, Bats Global Markets
Stephen Sherrod
Senior Economist, Commodity Futures Trading Commission
Jason Silverstein
Executive Director & Associate General Counsel, CME Group
Rebecca Simmons
Partner, Sullivan & Cromwell
Mitja Siraj
Vice President of Legal, Europe, FIA
Tom Smith
Deputy Director, Capital, Margin and Segregation
Division of Swap Dealer and Intermediary Oversight
Federal Reserve Bank of New York
Michael Spafford
Partner, Paul Hastings
Dale Spoljaric
Managing Director, Compliance,
National Futures Association
Scott Taylor
Managing Director, Compliance
Wells Fargo Securities
Lauren Teigland-Hunt
Managing Partner, Teigland-Hunt
Regina Thoele
Senior Vice President, Compliance,
National Futures Association
William Thum,
Principal Global Head of Derivatives Legal and Regulatory,
Vanguard
Corey Traub
Executive Director, Futures & Global Financing Services
Compliance, UBS
Kathryn Trkla
Partner, Foley & Lardner
Matt VosBurgh
Vice President of Regulatory Execution,Barclays
Andrew Vrabel
Executive Director, Global Investigations, CME Group
Daniel Waldman
Senior Counsel, Arnold & Porter Kaye Scholer
Alan Walkow
Vice President & Assistant General Counsel
Goldman Sachs
Bob Wasserman
Chief Counsel, Division of Clearing & Risk,
Commodity Futures Trading Commission
Michelle Weiler
General Counsel & Chief Compliance Officer, ICE Clear U.S.
Mark Wetjen
Managing Director and Head of Global Public Policy, DTCC
John Williams, Partner, Milbank, Tweed, Hadley & McCloy
Kurt Windeler
Senior Director, Market Regulation, Intercontinental Exchange
Greg Wood
Senior Vice President, Global Industry Operations & Technology, FIA
Carol Wooding
General Counsel,National Futures Association
Amir Zaidi
Director, Division of Market Oversight,
Commodity Futures Trading Commission
Melissa Zierk
Managing Director, General Counsel, R.J. O’Brien & Associates
Sponsors
Allen&Overy
Ankura Consulting
Brace Well
Cleary Gottlieb
CME Group
Covington
Davis Polk
Eversheds Sutherland
Foley 7 Lardner
Hogan Lovells
Ice
Jenner&Block
Jones Day
Katten
Kombre & Kim
Latham Watkins
Milbank
Morris Foerster
NFA
Proskauer
Reed Smith
Schiff Hardin
Sidley
Skadden
Steptoe
Strook
Willkie Farr & Gallagher
WilmerHale