Law & Compliance Division Conference 2023 | FIA, Inc. | 26 April 2023 | Marriott Marquis , 901 Massachusetts Ave NW, Washington, DC 20001, USA

This event provides a forum to learn and discuss the legal and regulatory issues impacting the derivatives industry. L&C meets the needs of multiple levels of practitioners in the industry, from the new law firm associate to the Chief Compliance Officer.

2023 Speakers

Gary DeWaal
Senior Counsel, Katten

Sakemi Sachiyo
Managing Director, Legal & Compliance, BlackRock

Jill Sommers
Senior Advisor, Patomak Global Partners

Douglas Yatter
Partner & Co-Chair-Commodities and Derivatives Regulation and Enforcement Practice, Latham & Watkins

Stacie Hartman
Partner, Steptoe & Johnson

Debbie Kokal
Executive Director, Financial Surveillance, CME Group

Renato Mariotti
Partner, Bryan Cave Leighton Paisner

Patrick Swartzer
Director, Market Regulation, ICE Futures U.S.

Ellen Wheeler
Partner, Foley & Lardner

Vito Naimoli
Chief Regulatory Officer, ICE Futures U.S.

Regina Thoele
Senior Vice President, Compliance, NFA

Andrew Vrabel
Managing Director & Chief Regulatory Officer, CME Group

Michelle MacDougall
Managing Director and General Counsel, Daiwa Capital Markets America

Clark Hutchison
Director, Division of Clearing and Risk, CFTC

Ian McGinley
Director, Division of Enforcement, CFTC

Vincent McGonagle
Director, Division of Market Oversight, CFTC

Mauricio Melara
Associate Director, Office of International Affairs, CFTC

Amanda Olear
Director, Market Participants Division, CFTC

Joshua Beale
Associate Director, Market Participants Division, CFTC

Ronald Filler
President, Ronald Filler & Associates

Geoffrey Goldman
Partner, Shearman & Sterling

Michael Macchiaroli
Risk Management & Control Associate Director, SEC

Michael Topiel
Executive Director and Counsel, UBS

Michelle Crutchfield
Director & Assistant General Counsel, Bank of America

Peter Kals
Senior VP and Assistant General Counsel, Citi

Nathaniel Lalone
Partner, Katten

Deanna Reitman
Of Counsel, DLA Piper

Eric Seinsheimer
Director (Legal) Americas, Eurex & US CCO, Eurex Clearing AG

Tamika Bent
Associate, Linklaters

Michael Parodi
Counterparty Relations, Bridgewater Associates

Alexis Pederson
Counsel Senior Manager, Wells Fargo

Lary Stromfeld
Partner, Cadwalader

Owen Taylor
Head of Legal: Clearing Services, LCH

Kara Dutta
Assistant General Counsel, Intercontinental Exchange

Stephen Humenik
Global Head of Derivatives Legal, Crypto.com

Colin Lloyd
Partner, Sullivan & Cromwell

Peter Malyshev
Partner, Cadwalader Wickersham & Taft

Dawn Stump
Former CFTC Commissioner

Sabeena Ahmed Liconte
Chief Compliance Officer, ICBC Standard Securities

Kathleen Clapper
Managing Director, Compliance, NFA

Dan Davis
Partner and Co-Chair, Katten

Matthew Kulkin
Partner, WilmerHale

Janet McCormick
Executive Director, Head of FCM Regulatory Governance Compliance, UBS

Margo Bailey
Partner, Willkie Farr & Gallagher

David Karrow
Associate General Counsel, ABN AMRO Clearing USA

Gretchen Lowe
Principal Deputy Director, Division of Enforcement, CFTC

Charley Mills
Partner, Bracewell

Jan Folena
Partner and Co-Chair of Securities Litigation Enforcement, Stradley Ronan

Aaron Friedman
Deputy U.S. Head of Government & Regulatory Policy, Citadel

Ray Ramirez
Partner, Eversheds Sutherland (US)

Jeff Steiner
Partner, Gibson Dunn & Crutcher

Joshua Sterling
Partner, Jones Day

Jon Ammons
Partner, Reed Smith

GuyLaine Charles
Founder, Charles Law

Ryan Hayden
Associate, Davis Polk & Wardell

Nathan Howell
Partner, Sidley Austin

David McIndoe
Partner, Eversheds Sutherland

Anthony Mansfield
Partner, Allen & Overy

Ryan Olszewski
Compliance Officer – Director Regulatory Reporting, Societe Generale

Christopher Reinhardt
Executive Director, Global Head of Market Surveillance, CME Group

Natalie Tynan
Associate General Counsel, Head of Technology Documentation Strategy, FIA

Alan Walkow
Senior Counsel HSBC

Micah Green
Partner, Steptoe & Johnson

Angie Karna
Managing Director and Head of Global Markets Legal, Americas, Nomura International

Dan Laczynski
Director, Compliance, Charles Schwab Futures and Forex

Anne Loranger
Chief Regulatory Officer, Railbird Exchange

Edward So
Partner, White & Case

David Mitchell
Fried Frank

Christine Stevenson
Hartree Partners

Stephen Waldman
Tudor Investment Corporation

Nathan Anonick
Professional Staff Member, Senate Committee on Agriculture, Nutrition and Forestry

Harris Kay
Partner, Davis Wright Tremaine

James Lundy
Partner, Foley & Lardner

Michael Spafford
Partner, Paul Hastings

Khadija Waugh
Senior Director & Associate General Counsel - Litigation, CME Group

Kathleen Yohe
Managing Director & Associate General Counsel, Deutsche Bank Securities

Rob Cordell
Executive Director & Counsel, Mizuho Americas

Brandon Hammer
Counsel, Cleary Gottlieb Steen & Hamilton

Laura Klimpel
Managing Director, DTCC

Jonah Platt
U.S. Head of Government & Regulatory Policy, Citadel Securities

Casey Khan
Counsel, Sidley Austin

Michael Loesch
Partner, Baker Botts

Jennifer Minnis
Managing Counsel, BP Corporation North America

Laura Mul
Director, US Futures and Commodities Compliance, RBC Capital Markets

Thane Twiggs
Risk Management, Chief Compliance Officer, Cargill

Julia Hueckel
Associate General Counsel, Global Regulatory Policy, Coinbase Derivatives Exchange

Cheryl Isaac
Partner, K&L Gates

Kimberly Johns
Managing Director & Senior Counsel, Global Head of Digital Assets Legal, Goldman Sachs

Yvette Valdez
Partner, Latham & Watkins

Vincent Lazar
Partner, Jenner & Block

Darren Littlejohn
Partner, Clifford Chance US

Edward Mayfield
Director & Assistant General Counsel, Bank of America

Johns Williams
Partner, Milbank

Alessandro Cocco
Vice President and Head of Financial Markets Group, Federal Reserve Bank of Chicago

Abigail Knauff
Special Counsel, Office of to Chairman Rostin Behnam, CFTC

Daniel Scarbrough
Co-Founder, President and Chief Operating Officer, IncubEx

Ferdisha Snagg
Counsel, Cleary Gottlieb Steen & Hamilton

Edward Zabrocki
Managing Director & Counsel, Morgan Stanley

Joseph Ajibesin
Executive Director and Counsel, Morgan Stanley

Carl Kennedy
Partner and Co-Chair, Katten

Ryan Lester
Managing Director, Goldman Sachs

Stephen Montgomery
Managing Director, Compliance, Wells Fargo

MODERATORS:

Ruth Arnould
Managing Director & Associate General Counsel, Bank of America

James (Jamie) McDonald
Partner, Sullivan & Cromwell

Gregory Compa
Senior Director, Head of Institutional Compliance, Coinbase

Katherine Cooper
Partner, Davis Wright Tremaine

Allison Lurton
Chief Legal Officer & General Counsel, FIA

Melissa Zierk
Managing Director, General Counsel, R.J. O’Brien

John Nicholas
Managing Director and Senior Regulatory Compliance Officer, SG Americas Securities

Tammy Botsford
Executive Director and Assistant General Counsel, J.P. Morgan

Robert Klein
Managing Director and General Counsel, Citigroup Global Markets

Matthew VosBurgh
Head of Swap Dealer Compliance, Barclays

Matthew Lischin
Managing Director & Co-Head of US CM Law Group, RBC Capital Markets

Sarah Riddell
Of Counsel, Morgan Lewis & Bockius

Kristyn Walker
Senior Counsel, Wells Fargo

Ari Nakkab
Executive Director, Global Head of CGM Compliance, Macquarie Futures USA

Conor Weber
Senior Director & Associate General Counsel, CME Group

Rita Molesworth
Willkie Farr & Gallagher

Kyle Glenn
Vice President of U.S. Government Relations, FIA

Maria Chiodi
Managing Director & Counsel Legal & Compliance, Credit Suisse Securities

Julie Mao
Vice President, Goldman Sachs

William McCoy
Managing Director, Legal and Compliance Division, Morgan Stanley

Neal Kumar
Partner, Willkie Farr & Gallagher

Jackie Mesa
COO and Senior Vice President of Global Policy, FIA

Kari Larsen
Partner, Willkie Farr & Gallagher

Jamila Piracci
Principal, Roos Innovations

2023 Sponsors

PLATINUM SPONSORS:
• Allen & Overy
• Eventus
• Latham & Watkins
• Sullivan & Cromwell
• Willkie

GOLD SPONSORS:
• Cleary Gottlieb
• Foley & Lardner
• Jones Day
• Katten
• Milbank
• Steptoe

SILVER SPONSORS:
• Baker Botts
• Bracewell
• Bryan Cave Leighton Paisner
• Cadwalader
• CME Group
• Davis Wright Tremaine
• Faegre Drinker
• WilmerHale

TECH SHOWCASE:
• Global Relay
• SteelEye
• VoxSmart