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Event Date Thu Mar 3 UTC (3 months ago)
In your timezone (EDT): Wed Mar 2 7:00pm - Wed Mar 2 7:00pm
Region All

Financial technology companies (fintechs) are becoming invaluable partners to financial institutions, revolutionizing products and services for consumers.

However, with this innovation comes potential regulatory compliance and BSA/AML risks.

Whether an institution is partnering with Zelle or a new little-known startup, this webinar will explore the popular fintech/financial institution partnerships and how to recognize the common patterns and pitfalls in these relationships.

Rather than avoiding these partnerships out of the fear of the unknown, experts from Plante Moran will provide attendees with an understanding of the industry’s current landscape, as well as discuss regulatory joint guidance released in 2021 related to due diligence for fintechs.

Key Take-Aways:
• Recognize what partnerships with fintech companies can look like.
• Learn strategies to identify and address risks both before entering into or while managing an ongoing relationship with a fintech.
• Understand current regulatory expectations related to fintech due diligence.


2022 Speakers

Brad Birkholz
CAMS, CRCM, Senior Manager, Regulatory Compliance, Plante Moran

James Drew Siegel
CPA, CRCM, CAMS, Manager, BSA/AML & Regulatory Compliance, Plante Moran