MMI Legal & Compliance Seminar 2023 | Money Management Institute (MMI) | 25 October 2023 | Offices of Morgan Lewis, 101 Park Ave, New York, NY 10178, USA
Venue
Offices of Morgan Lewis
Offices of Morgan Lewis, 101 Park Ave, New York, NY 10178, USA
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| Event Date |
Thu Oct 26 ADT (about 1 year ago)
In your timezone (EST): Wed Oct 25 11:00pm - Wed Oct 25 11:00pm |
| Location |
Offices of Morgan Lewis
101 Park Ave, New York, NY 10178, USA |
| Region | Americas |
Details
The investment advisory industry is facing what has been described as a tsunami of regulatory changes. The impact of these developments will be far-reaching. Join us to gain critical insights and perspective to navigate the rapidly evolving regulatory landscape. This year’s MMI Legal & Compliance Seminar is one that you can’t afford to miss. During this single-day conference tailored to senior business executives, chief compliance officers, and their legal advisors a host of business leaders and regulatory experts will unpack the important issues you need to be on top of.\
Why you should attend:
• Survey of Current Developments and Pending SEC Proposals
• Business Developments in the Managed Accounts Arena
• Navigating the Complexities of ESG
• SEC Exams and Enforcement Focus on Managed Accounts
• Current Marketing Rule Issues with Managed Accounts
• Retirement Account Developments
• Evolving SEC Expectations with Retail Advice Offerings
• The Evolving Technology Landscape – AI, cybersecurity, electronic delivery, etc.
Speakers
2023 Speakers
CO-CHAIRS:
Jessica Howell
Senior Counsel, MFS Investment Management
Todd Cook
Managing Director & Associate General Counsel, JP Morgan
Sponsors & Partners
2023 Sponsors
SPONSOR:
• Invesco
SEMINAR HOST:
• Morgan Lewis