Venue
Webinar

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Event Date Thu Feb 29 EST (10 months ago)
Location Webinar
Region Americas
Details

Sullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving related violations and their implications for physical commodities and derivatives markets and market participants. The webinar will also cover strategies for managing government investigations (including those involving multiple regulators) and best practices for effective compliance programs.

Speakers

2024 Speakers

HOST:

Michael Sorrell
Deputy General Counsel, FIA

PANELISTS:

Colin Lloyd
Partner, Sullivan & Cromwell

Katy McArthur
Partner, Sullivan & Cromwell

Jamie McDonald
Partner, Sullivan & Cromwell

Aaron Levine
Associate, Sullivan & Cromwell