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Event Date | Thu Feb 29 EST (10 months ago) |
Location | Webinar |
Region | Americas |
Sullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving related violations and their implications for physical commodities and derivatives markets and market participants. The webinar will also cover strategies for managing government investigations (including those involving multiple regulators) and best practices for effective compliance programs.
2024 Speakers
HOST:
Michael Sorrell
Deputy General Counsel, FIA
PANELISTS:
Colin Lloyd
Partner, Sullivan & Cromwell
Katy McArthur
Partner, Sullivan & Cromwell
Jamie McDonald
Partner, Sullivan & Cromwell
Aaron Levine
Associate, Sullivan & Cromwell