Montreal Regulatory & Compliance Forum 2018 | Portfolio Management Association of Canada | 7 June 2018 | Sofitel Montreal Le Carré Doré, 1155 Sherbrooke St W, Montreal, QC H3A 2N3, Canada
Venue
Sofitel Montreal Le Carré Doré
Sofitel Montreal Le Carré Doré, 1155 Sherbrooke St W, Montreal, QC H3A 2N3, Canada
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| Event Date | Thu Jun 7 EDT (over 6 years ago) |
| Location |
Sofitel Montreal Le Carré Doré
1155 Sherbrooke St W, Montreal, QC H3A 2N3, Canada |
| Region | Americas |
Details
The Montreal Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and insights on how to sustain a successful compliance program.
Session topics will include the following:
• U.S. / Canada Regulatory Conversation with The Honourable Hester M. Peirce, Commissioner, U.S. Securities and Exchange Commission.
• Update from the regulators on recent policy developments and best practices.
• Case studies from subject matter experts on key compliance issues.
• How firms’ can bolster their practices with senior and vulnerable investors.
• Discussion on PMAC’s 2018 Compliance Benchmarking Survey.
Speakers
2018 Speakers
Edith Rathé
Vice President, Compliance, Fiera Capital Corporation
Alix d’Anglejan-Chatillon
Associé, Partner, Stikeman Elliott LLP
Sophie Jean
Director, Supervision of Intermediaries, Autorité des marchés financiers (AMF)
Hugo Lacroix
Senior Director, Investment Funds Management, Autorité des marchés financiers (AMF)
Kat Szybiak,
Compliance and Registrant Regulation, Ontario Securities Commission (OSC)
Tyler Fleming
Director, Investor Office, Ontario Securities Commission (OSC)
Laura Paglia
Associée Partner, Borden Ladner Gervais s.r.l. | LLP
Lorne Steinberg
Président | President, Lorne Steinberg Wealth Management Inc
The Honourable Hester M. Peirce
Commissionaire | Commissioner, U.S. Securities and Exchange Commission
Gail Bernstein
Conseillère Général, General Counsel, Investment Adviser Association
Sophie Jean
Director, Supervision of Intermediaries, Autorité des marchés financiers (AMF)
Katie Walmsley
Présidente | President, Portfolio Management Association of Canada
Constantine Karbaliotis
Director of Cybersecurity & Privacy, PricewaterhouseCoopers (PwC), Privacy Obligation for Registrants
Lori Stein
Associée, Partner, Osler Hoskin & Harcourt S.E.N.C.R.L. | LLP- Cyber Security Risk Management for Registrants
Sonia Struthers
Associée | Partner, Pressures & Compliance Obligations for Registrants
Francois Brais
Associé, Partner, Fasken Martineau DuMoulin s.r.l. | LLP
Rebecca McLeod
VicePresident, Legal and Corporate Affairs, Corporation Fiera Capital | Fiera Capital Corporation
Sponsors & Partners
2018 Sponsors
LEAD SPONSOR:
• Infinite Investment Systems
GOLD SPONSORS:
• Alpha CCO
• ARA Compliance Support
• Aviso Wealth
• Fidelity Investments
• National Bank
• Laurentian Bank Institutional Services