Mutual Funds and Investment Management Conference 2019 | Investment Company Institute (ICI) | 17 March 2019 | Manchester Grand Hyatt, 1 Market Pl, San Diego, CA 92101, USA

Only one conference has the speakers you want to hear from, the insights you need to succeed, and the people you want to meet: the Mutual Funds and Investment Management Conference.

2019 Speakers

MODERATORS:

Susan M. Olson
General Counsel
Investment Company Institute

Peter G. Salmon
Senior Director, Technology and Cybersecurity, Investment Company Institute

George M. Gilbert
Assistant General Counsel, Securities Regulation, Investment Company Institute

Dorothy M. Donohue
Deputy General Counsel, Securities Regulation, Investment Company Institute

Joanne Kane
Director, Operations and Transfer Agency, Investment Company Institute

Amy B. R. Lancellotta
Managing Director, Independent Directors Council

Frank Knox
Chief Compliance Officer, John Hancock Financial Services, Inc.

Connie L. Lindsey
Executive Vice President, Head of Corporate Social Responsibility and Global Diversity and Inclusion, Northern Trust

Christopher Michailoff
Senior Director and Associate General Counsel, TIAA

Matthew Thornton
Assistant General Counsel, Securities Regulation, Investment Company Institute

Giles Swan
Director of Global Funds Policy, ICI Global

Kenneth C. Fang
Assistant General Counsel, Securities Regulation, Investment Company Institute

Marty Burns
Chief Industry Operations Officer, Investment Company Institute

Julia Ulstrup
Vice President and General Counsel, ICI Mutual Insurance Company

Tamara K. Salmon
Associate General Counsel, Securities Regulation, Investment Company Institute

SPEAKERS:

Laura J. Merianos
Principal, Vanguard

Susan M. Olson
General Counsel, Investment Company Institute

Dalia Blass
Director, Division of Investment Management, US Securities and Exchange Commission

Barry P. Barbash
Partner, Willkie Farr & Gallagher LLP

Laura J. Merianos
Principal, Vanguard

Sarah G. ten Siethoff
Associate Director, Rulemaking Office, Division of Investment Management, US Securities and Exchange Commission

Mike Catlin
Senior Vice President, Head of Technology and Chief Information Security Officer, Capital Research & Management

Tim Hamon
Special Agent, Senior Forensics Examiner, Federal Bureau of Investigation

Mehmet Kinak
Vice President, Global Head of Systematic Trading and Market Structure, T. Rowe Price Investment Services, Inc.

Tara Muller
Head of Off-Exchange Liquidity, Virtu Financial LLC

Annette L. Nazareth
Partner, Davis Polk & Wardwell

Paul G. Cellupica
Deputy Director and Chief Counsel, Division of Investment Management, US Securities and Exchange Commission

Sara P. Crovitz
Partner, Stradley Ronon Stevens & Young, LLP

Jill M. Forte
Senior Counsel, Thrivent Financial

Mara L. Shreck
Managing Director, Head of Regulatory Affairs—Asset and Wealth Management, J.P. Morgan Chase & Co.

Elad L. Roisman
Commissioner, US Securities and Exchange Commission

Kevin Seymour
Assistant Vice President, Global Operations Oversight, Oppenheimerfunds, Inc.

Mark C. Trenchard
Director, Operational Compliance, Putnam Investments, LLC

Elizabeth Young
Senior Anti–Money Laundering Officer, American Century Investments

Rajib Chanda
Partner, Simpson Thatcher & Bartlett LLP

Patricia Louie
Independent Director, Oakmark Funds

Paulita A. Pike
Partner, Ropes & Gray

Lance C. Dial
Managing Director and Counsel, Wellington Management Company, LLP

Randall S. Fillmore
Chief Compliance Officer, Aquila Investment Management LLC

Tilak Lal
Vice President, Performance Analysis and Investment Risk, Franklin Templeton Investments

Camille Asaro
Partner, Audit—Alternative Investments, KPMG

Sapna Shah
Executive Vice President and Head of Corporate Responsibility, PIMCO LLC

Craig S. Tyle
Executive Vice President and General Counsel, Franklin Templeton Investments

Alison Levine
Polar Explorer and Mountaineer, Author, On The Edge: The Art of High-Impact Leadership

Stephanie Avakian
Codirector, Division of Enforcement, US Securities and Exchange Commission

Pete Driscoll
Director, Office of Compliance Inspections and Examinations, US Securities and Exchange Commission

Julie M. Riewe
Partner, Debevoise & Plimpton LLP

Michael S. Caccese
Management Committee Chairman, Practice Area Leader, Financial Services, K&L Gates

Danielle Nicholson Smith
Senior Legal Counsel, T. Rowe Price

Kamala C. Sachidanandan
Global Head, Core Compliance, Invesco

Jean-Marc Goy
Senior Counsel, Capital Group

Heidi W. Hardin
Executive Vice President and General Counsel, MFS Investment Management

Jaime A. Madell
Director, Legal Counsel, Guggenheim Partners Investment Management, LLC

Randy Anderson
President, Griffin Capital Advisor, LLC

Allison Fumai
Partner, Dechert LLP

Joshua D. Ratner
Executive Vice President and Deputy General Counsel, Pacific Investment Management Company LLC, Chief Legal Officer of PIMCO Funds

Charles Upchurch
Director, Wealth Management Services and Clearing, TD Ameritrade

Michael P. Carr
Principal, The Vanguard Group

Lee Davidson
Head of Quantitative Research, Morningstar, Inc.

Christine P. Waldron
Senior Vice President and Chief Global Strategy Officer, U.S. Bank Global Fund Services

Eben P. Colby
Partner, Skadden, Arps, Slate, Meagher & Flom LLP

James O. Fleckner
Partner, Goodwin Procter LLP

Jennifer G. Lepentis
Senior Vice President and Associate General Counsel, Waddell & Reed, Inc.

Jack Marshall
President and Founder, ProEthics, Ltd.

Frank Knox
Chief Compliance Officer, John Hancock Financial Services, Inc.

Christopher Michailoff
Senior Director and Associate General Counsel, TIAA

Brian K. Reid
Independent Director, Prudential

Mara L. Shreck
Managing Director, Head of Regulatory Affairs—Asset and Wealth Management, J.P. Morgan Chase & Co.

Nicole Trudeau
Chief Legal Officer, Saturna Capital Corporation

Joshua A. Weinberg
Managing Director and Managing Counsel, State Street Global Advisors

Anita M. Zagrodnik
Senior Vice President and Chief Creative Officer, U.S. Bank Global Fund Services

2019 Sponsors & Supporters

GENERAL SESSION SPONSOR:
• Citi

CUSTON SIGNAGE AND DIVERSITY AND INCLUSION FORUM:
• Northern Trust

CONFERENCE MOBILE APP:
• CommandFinancial

CUSTON SIGNAGE:
• Brown Brothers Harriman
• Crystal Financial Institutions

CONFERENCE WELCOME RECEPTION:
• Gunn Steers
• KesslerTopaz MeltzerCheck

DIVERSITY AND INCLUSION FORUM AND MOBILE APP SUPPORTER:
• Dfin

CONFERENCE BREAKFAST:
• K&L Gates
• Quality Edgar Solutions

WELCOME RECEPTION SUPPORTER:
• Mediant

ROOM KEYS AND BAND SPONSOR:
• Temenos

TOTE BAGS:
• EY

STARBUCKS CARD GIVEAWAY:
• FundGuard

MOBILE CHARGING DEVICE:
• FundRock

CHARGE AND RECHARGE:
• MUFG Investors Services
• Equisoft

CONFERENCE BREAKS:
• Strategic Insight
• MUFG

DIVERSITY AND INCLUSION FORUM:
• BNP Paribas
• JPMorgan
• DrinkerBiddle
• Workiva

MOBILE APP SUPPORTER:
• Stradley Ronon

DESSERT STATION:
• AST

WALL STREET JOURNAL DISPLAY:
• Lieff Cabraser Heimann & Bernstein

NOTE PADS:
• Milestones Group