Mutual Funds and Investment Management Conference 2020 | Investment Company Institute (ICI) | 22 March 2020 | JW Marriott Desert Springs Resort & Spa, 74-855 Country Club Dr, Palm Desert, CA 92260, USA

Today’s funds face more challenges and opportunities than ever before. At the 2020 Mutual Funds and Investment Management Conference, you’ll hear directly from regulators and other experts about how asset managers can navigate today’s changing landscape.

2020 Speakers

FEATURED SPEAKERS:

Rashmi Airan
Ethics Keynote Speaker

Dalia Blass
Director, Division of Investment Management, US Securities and Exchange Commission

Paul Schott Stevens
President and CEO, Investment Company Institute

Evan Thomas
Best-Selling Author, Historian, and Journalist

SPEAKERS:

Walt Burkley
Senior Counsel, Capital Research and Management Company

Bruce G. Leto
Partner, Stradley Ronon Stevens & Young, LLP

Terry Nilsen
President and Chief Operating Officer, Hennessy Advisors, Inc.

Paul G. Cellupica
Deputy Director and Chief Counsel, Division of Investment Management, US Securities and Exchange Commission

Bruce Goldfarb
President and CEO, Okapi Partners LLC

Susan Pereira
Assistant General Counsel and Vice President, MFS Investment Management

Darrell N. Braman
Managing Counsel, T. Rowe Price Associates, Inc.

Ndenisarya M. Bregasi
Practice Area Leader, Financial Services, K&L Gates LLP

Dawn M. Vroegop
Chair, IDC Governing Council, Independent Chairman, Brighthouse Funds

Anna Paglia
Head of Legal, US ETFs, Invesco Capital Management LLC

Edward Rosenberg
Senior Vice President and Head of ETFs, American Century Investment Management, Inc.

Jay Spinola
Partner, Willkie Farr & Gallagher LLP

Joshua A. Weinberg
Senior Special Counsel, Analytics Office—Industry Specialist Unit, Division of Investment Management, US Securities and Exchange Commission

Amy R. Doberman
Partner, Wilmer Cutler Pickering Hale and Dorr LLP

Brian M. Johnson
Assistant Director, Investment Company Regulation Office, Division of Investment Management, US Securities and Exchange Commission

Arthur Leiz
Managing Director, Goldman Sachs & Co.

Ryan G. Leshaw
Senior Vice President and Senior Counsel, PIMCO

Maria R. Gattuso
Principal, Deloitte & Touche LLP

Lisa Shea
Senior Vice President, Northern Trust

Traci Simpson
Executive Director—Head of Mutual Funds, UBS Financial Services Inc.

John Fitzgerald
Deputy General Counsel, Lord, Abbett & Co. LLC

Mark Holland
Partner, Goodwin Procter LLP

Amy D. Roy
Partner, Ropes & Gray LLP

Todd Cook
General Counsel, Intelligent Digital Solutions, JPMorgan Chase & Co.

James Creel
Senior Counsel, Vanguard Group, Inc.

Christine M. Lombardo
Partner, Morgan, Lewis & Bockius LLP

Allison M. Fumai
Partner, Dechert LLP

Pamela Gibbs
Director, Office of Minority and Women Inclusion, US Securities and Exchange Commission

Carole Laible
CEO, Domini Impact Investments LLC

Corin R. Swift
Partner, Sidley Austin LLP

Nathan Briggs
Partner, Ropes & Gray LLP

Jonathan Isaac
Director of Product Management, Eaton Vance

Christopher M. Rohrbacher
Managing Director and Associate General Counsel, Nuveen Investments

Samantha Brutlag
Senior Counsel, Disclosure Review and Accounting Office, Division of Investment Management, US Securities and Exchange Commission

Lauren Davides
Managing Director, Regulatory and Market Insights, State Street

Keith T. Kirk
Enterprise Risk Officer, DoubleLine Capital LP

Jeremy Phillips
Partner, PricewaterhouseCoopers

Christopher D. Christian
Partner, Dechert LLP

Antonia Perry
Vice President, Global Distribution Compliance, Manulife Asset Management (US) LLC

Michelle Rosenberg
Global General Counsel and Company Secretary, Janus Henderson Investors

Anthony Basile
Chief Security Officer, AllianceBernstein, L.P.

Joseph V. DeMarco
Partner, DeVore & DeMarco LLP

Richard Walzer
Chief Information Security Officer, Putnam Investments

Barry P. Benjamin
Independent Trustee, Morningstar Funds Trust

John Capone
Partner, KPMG LLP

Alison Staloch
Chief Accountant, Division of Investment Management, US Securities and Exchange Commission

Peter Driscoll
Director, Office of Compliance Inspections and Examinations, US Securities and Exchange Commission

Dabney O’Riordan
Cochief, Asset Management Unit, Division of Enforcement, US Securities and Exchange Commission

MODERATORS:

Dorothy Donohue
Deputy General Counsel, Securities Regulation, Investment Company Institute

Thomas T. Kim
Managing Director, Independent Directors Council

Jane G. Heinrichs
Associate General Counsel, Investment Company Institute

Kenneth C. Fang
Assistant General Counsel, Securities Regulation, Investment Company Institute

Sarah A. Bessin
Associate General Counsel, Securities Regulation, Investment Company Institute

Julia Ulstrup
Senior Vice President and General Counsel, ICI Mutual Insurance Company

Matthew Thornton
Assistant General Counsel, Securities Regulation, Investment Company Institute

Margaret Carey
Senior Vice President, Deputy General Counsel, Fidelity Investments

Rachel H. Graham
Associate General Counsel, Securities Regulation, Investment Company Institute

Bridget Farrell
Assistant General Counsel, Securities Regulation, Investment Company Institute

Jennifer S. Choi
Chief Counsel, ICI Global

Peter G. Salmon
Senior Director, Technology and Cybersecurity, Investment Company Institute

Lisa C. Hamman
Senior Associate Counsel, Independent Directors Council

Matt Chambers
Chief Compliance Officer, Horizon Investments

2020 Sponsors

• Alaric
• AST
• Brown Brothers Harriman
• BNP Paribas
• Cal Stone
• Citi
• Command Financial
• Confluence
• Crystal Fincial Insitutions
• Dfin
• EY
• Faegre Drinker
• Fund Guard
• Grant Thornton
• Gunn Steers
• ISS SCAS
• J.P Morgan
• K&L Gates
• Kessler Topaz Meltzer Check LLP
• Lieff Cabraser Heimann & Bernstein
• Linedata
• Mediant
• MUFG
• MUFG Investor Services
• Northern Trust
• Quality Edgar Solutions
• SI 15 Board Services
• State Street
• Stradley Ronon
• US Bank
• Vigilant Compliance, LLC
• Workiva