Mutual Funds and Investment Management Conference 2022 | Investment Company Institute (ICI) | 27 March 2022 | JW Marriott Desert Springs Resort & Spa, 74-855 Country Club Dr, Palm Desert, CA 92260, USA

The Investment Company Institute (ICI) is the leading association representing regulated funds globally, including mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITs) in the United States, and similar funds offered to investors in jurisdictions worldwide. ICI seeks to encourage adherence to high ethical standards, promote public understanding, and otherwise advance the interests of funds, their shareholders, directors, and advisers. ICI’s members manage total assets of US$23.4 trillion in the United States, serving more than 100 million US shareholders, and US$7.1 trillion in assets in other jurisdictions. ICI carries out its international work through ICI Global, with offices in London, Hong Kong, and Washington, DC.

2022 Speakers

Margaret Carey
Senior Vice President and Deputy General Counsel, Fidelity Investments

Eric J. Pan
President and CEO, Investment Company Institute

William a. Birdthistle
Director, Division of Investment Management, US Securities and Exchange Commission

Sarah G. Ten Siethoff
Associate Director, Rulemaking Office, Division of Investment Management, Us Securities and Exchange Commission

Susan Olson
General Counsel, Investment Company Institute

Christian Clayton
Executive Vice President, PIMCO Funds

Hugh Farrish
Head of Americas ETF Product, JP Morgan

Jennifer R. Gonzalez
Partner, K&L Gates LLP

Eric S. Purple
Partner, Stradley Ronon Stevens & Young, LLP

Kathleen T. Barr
Independent Director, William Blair Funds and Professionally Managed Portfolios

Christopher E. Palmer
Partner, Goodwin Procter LLP

Rana J. Wright
General Counsel, Harris Associates, Interested Trustee, Oakmark Funds

Natasha Cazenave
Executive Director, European Securities and Markets Authority (ESMA)

Andy Blocker
Global Head of Public Policy and Head of US Government Affairs, Invesco Ltd.

James Febeo
Head of Government Relations and Public Policy, Fidelity Investments

Marian Fowler
Partner, Kirkland & Ellis LLP

David Lavalle
Global Head of ETFs, Grayscale

Richard C. Sarhaddi
Head of Retail Advice Compliance, Vanguard

Julia Taylor Kennedy
Executive Vice President, Coqual

Lance C. Dial
Partner, Morgan, Lewis & Bockius LLP

Bob Grohowski
Managing Counsel, Legislative and Regulatory Affairs, T. Rowe Price Associates, Inc.

Peter G. Reali
Managing Director, Head of Stewardship—Responsible Investing, Nuveen Fund Advisors, LLC

John Ansbach
Vice President, Stroz Friedberg

Mike Catlin
Head of Technology Services and CISO, Capital Research and Management Company

Christopher Wilson
Board Chair, Invesco Funds

Eben P. Colby
Partner, Skadden, Arps, Slate, Meagher & Flom LLP

Sean M. Murphy
Partner, Milbank LLP

Abigail Murray
Managing Counsel, Janus Henderson Investors

Peter Driscoll
Partner, PricewaterhouseCoopers LLP

Brian Harris
Funds Chief Compliance Officer and Managing Director, State Street Global Advisors

Michael F. Hogan
Chief Compliance Officer, Charles Schwab Investment Management, Inc.

Christy Sears
Chief Compliance Officer, American Beacon Funds

Vanessa L. Horton
Associate Regional Director, Division of Examinations, Us Securities and Exchange Commission

Anthony S. Kelly
Partner, Dechert LLP

Dabney O’riordan, Cochief, Asset Management Unit
Division of Enforcement, Us Securities and Exchange Commission

Meb Keflezighi
Runner, Best-Selling Author, and Founder of 26

MODERATORS:

Kenneth Fang
Associate General Counsel, Securities Regulation, Investment Company Institute

Thomas T. Kim
Managing Director, Independent Directors Council

Kathleen L. Mellody
Senior Government Affairs Officer, Investment Company Institute

Bridget D. Farrell
Assistant General Counsel, Securities Regulation, Investment Company Institute

Dorothy M. Donohue
Deputy General Counsel, Securities Regulation, Investment Company Institute

Peter Salmon
Senior Director, Technology & Cybersecurity, Investment Company Institute

Julia Ulstrup
Senior Vice President and General Counsel, ICI Mutual Insurance Company

Tamara K. Salmon
Associate General Counsel, Investment Company Institute

Matt Chambers
General Counsel and Chief Compliance Officer, Horizon Investments, LLC

2022 Sponsors

• ACA Group
• AST Fund Solutions
• BNP Paribas
• Broadridge
• Burford Capital
• Citi
• Command Financial
• Confluence
• Crystal Financial Institutions, a division of Alliant
• Dechert
• DFIN
• EPIC Insurance Brokers & Consultants
• EY
• Faegre Drinker Biddle & Reath
• FilePoint
• FIS
• FundGuard
• Grant Thornton
• ISS 15(c)
• J.P. Morgan
• K&L Gates
• Kessler Topaz Meltzer & Check, LLP
• KPMG
• Lieff Cabraser Heimann & Bernstein, LLP
• Mediant
• Morrison Foerster
• MUFG Investor Services Group
• Northern Trust
• PwC
• Quality Edgar Solutions
• SimCorp
• SS&C
• State Street
• Stradley Ronon
• US Bank
• Workiva