NextGen Trading Compliance RegTech Seminar 2023 | JWG-IT Group | 21 March 2023 | Virtual
Venue
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| Event Date |
Wed Mar 22 GMT (over 1 year ago)
In your timezone (EST): Tue Mar 21 8:00pm - Tue Mar 21 8:00pm |
| Location | Virtual |
| Region | All |
Details
Don’t miss out: 2023 is a crucial year to hear from global experts about the regulatory changes ahead and how you can act now to mitigate your risks.
In this conference, leading De Fi, Digital Asset and TradFi SMEs will articulate the key trading compliance challenges precipitated by divergent UK, EU, US and Asian policies. We will discuss how proven RegTech can be deployed now to help empower 2nd and 3rd lines of defence to ensure customer, firm and regulatory interests are aligned.
This year the Seminar will take place online, watch live sessions, participate in Q&A's.
• Watch all sessions live online
• Participate in virtual and live chat
• Watch On-Demand sessions post event
• All sessions will be available for 6 months post event
Speakers
2023 Speakers
Adam Schneider
Digital Assets, Banking and Wealth, GDCA
Chris Beevor
UK MLRO and Group Compliance COO, GAM Investments
David Berry
Market Data Exchange Commissions Global Sourcing, IPUG
David Silverman
Risk and Compliance senior executive
Jackson Mueller
Director of Policy and Government Relations, Securrency
Janine Hofer-Wittwer, CFA
Senior Product Manager, Financial Information, SIX
John Graham
Director of Regulation, FIA
Marc Gratacos
Managing Partner, TradeHeader
Matt Coupe
Director, Global Head of Cross Asset Market Structure, Markets EMEA, Barclays
Paul Cottee
Director, Subject Matter Expert, Compliance, NICE Actimize
PJ Di Giammarino
CEO, JWG
Rachel Wolcott
Senior editor, risk and compliance, Thomson Reuters Regulatory Intelligence
Ralf Huber
Co-Founder & CRO, APIAX
Rhiannon Price
Wholesale Crypto Policy Manager, FCA
Richard Bain
Head of Compliance for State Street GlobalLink, State Street Corporation
Rudolf Siebel
Managing Director, BVI
Sam Tyfield
Partner, Shoosmiths
Stephen Hanks
Manager, FCA
Susan Yavari
Senior Regulatory Policy Advisor, EFAMA
Ullrich Hartmann
Ullrich Hartmann, PWC
Sponsors & Partners
2023 Sponsors
• APIAX
• JWG
• Nice Actimize
• Reg Delta
• Securrency
• Shoosmiths
• SIX
• Trade Header