North Region Member Forum 2019 | World FIRA | 30 October 2019 | TBA, Boston, MA
Venue
TBA
TBA, Boston, MA
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| Event Date | Wed Oct 30 EDT (about 5 years ago) |
| Location |
TBA
Boston, MA |
| Region | Americas |
Details
The North Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the North Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry. Meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.
Speakers
2018 Past Speakers
Michael Solomon
Senior VP and Senior Regional Director, FINRA Northeast Region
David Forman
Senior Vice President & Deputy General Counsel, Fidelity Investments
Kavita Jain
Director, FINRA Emerging Regulatory Issues
Vincent (Vince) Molinari
Co-Founder, Templum Markets, LLC
Elizabeth (Liz) Page
FINRA Boston District Office
Meredith Cordisco
FINRA Office of General Counsel
Paul Tolley
SVP and Chief Compliance Officer, Commonwealth Financial Network
Steven Trigili
Garden State Securities, LLC
Bill Bell
District Director, FINRA Philadelphia District Office
Jason Foye
FINRA Anti-Money Laundering Investigative Unit (AMLIU)
Adrienne Kosta
National Financial Services LLC
Chip Jones
FINRA Member Relations and Education
Joseph (Joe) Sheirer
FINRA New Jersey District Office