Observations from SEC Examinations of Registered Investment Companies 2022 | Mutual Fund Directors Forum (MFDF) | 1 March 2022 | Online
Venue
Online
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| Event Date | Tue Mar 1 EST (almost 3 years ago) |
| Location | Online |
| Region | Americas |
Details
The panel will review the recent risk alert issued by the SEC, identifying topics of interest and concern for boards of directors, outside counsel, internal legal staff, and compliance officers.
Who Should Attend?
All independent directors, CCOs, and professionals in the fund industry are welcome to participate.
Speakers
2022 Speakers
Allison Fraser, CFE
Kevin M. Gleason
Karen Jacoppo-Wood
Elizabeth J. Reza
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