Operational Readiness Under the SEC Liquidity Rule 2018 | Marcus Evans | 14 May 2018 |

Optimizing liquidity management and leveraging data systems to ensure effective regulatory compliance

Why You Should Attend?

Operational Readiness Under the SEC Liquidity Rule
This GFMI conference will help mutual funds and Exchange-traded funds (ETFs) successfully tackle the operational and data challenges that lie ahead in order to fully comply with the SEC’s Rule 22e4. Attendees will gain a better insight into the SEC’s expectations regarding the definition of liquidity and the treatment of ETFs under the rule. Firms will examine strategies to strengthen the liquidity framework and governance structure to enable operational readiness as well as methods to effectively bucket assets such as Fixed Income. With the NPORTS rule delay on the horizon, it is paramount that firms overcome data challenges for liquidity reporting as well as evaluate building in-house bucketing systems versus outsourcing to vendors.

2018 Speakers

Paul Diouri
Head of Risk Americas, Schroders

Alessia Falsarone
Managing Director, Senior Portfolio and Risk Strategist, Pinebridge Investments

George Goncalves
Managing Director, Head of Fixed Income Strategy Americas, Nomura Securities

Jay Leopold
Head of North America Investment Risk, Columbia Threadneedle Investments

Peruvemba Satish
Senior Vice President, Etfs, American Century Investments

Kevin Fay
Senior Risk Analyst and Liquidity Risk Specialist, Bny Mellon

Jd Cronin
Head of Investment Risk Management, William Blair Investment Management

Stuart Peskin
Investment Director, Aberdeen Standard Investments

2018 Sponsors

• Schroders
• Pinebridge Investments
• Nomura Securities
• Columbia Threadneedle Investments
• American Century Investments
• BNY Mellon
• JD Cronin