PIMFA Compliance Conference 2023 | PIMFA | 20 September 2023 | Herbert Smith Freehills, Exchange House, Primrose St, London EC2A 2EG, UK
Venue
Herbert Smith Freehills
Herbert Smith Freehills, Exchange House, Primrose St, London EC2A 2EG, UK
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| Event Date |
Thu Sep 21 BST (about 1 year ago)
In your timezone (EST): Wed Sep 20 7:00pm - Wed Sep 20 7:00pm |
| Location |
Herbert Smith Freehills
Exchange House, Primrose St, London EC2A 2EG, UK |
| Region | EMEA |
Details
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world.
Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking.
The full agenda and list of speakers will be announced in the coming weeks.
Who attends?
• Compliance consultants, Managers, Heads of, Group Compliance officers
• Risk professionals
• C-suite executives
• Heads of Finance
• MLRO
• Investment Managers and Directors
• Regulators
• Government bodies
• Policy advisers and professionals
• And many others
Speakers
2023 Speakers
Lucy Castledine
Director, Consumer Investments, FCA
Alexandra Roberts
Head of Regulatory Policy and Compliance, PIMFA
Nic Dent
Director of Market Engagement, Worksmart
Tracy Coghill
Risk and Compliance Officer, City Asset Management
Ian Beardow
Practice Manager, Courtney Havers
Jon Cosson
Head of IT & CISO, JM Finn
Richard Preece
Director, DA Resilience
Anthony Brown
MP, Conservatives
Chris Ninan
Partner, Financial Services Regulatory, Herbert Smith Freehills
Clive Cunningham
Partner-Financial Services Regulatory, Herbert Smith Freehills
Sarah Thwaites
Senior Regulatory Consultant
Tessa Pollock
Programme Director (Consumer Duty), Quilter
Marina Reason
Partner, Financial Services Regulatory, Herbert Smith Freehills
Trisha Horncastle
Compliance Technical Manager
Dr. Anthony Kirby
EMEIA Wealth & Asset Management Consulting Regulatory Intelligence and Regulatory Reform Lead, EY
Kevin Sloane
Senior Policy Adviser, PIMFA
Yasmin Ataullah
Senior Policy Advisor, PIMFA
Mark Bagnall
Chief Operating Officer, figg
Sponsors & Partners
2023 Sponsors
GOLD PARTNERS:
• Herbert Smith Freehills
• Worksmart