Preparing for New FINRA Senior Investor Protection Rules 2017 | Securities Industry and Financial Markets Association (SIFMA) | 13 September 2017 | SIFMA Conference Center, 120 Broadway Floor 2 New York, NY 10271 United States

With the February implementation deadline fast approaching, join SIFMA for a Senior Investor Protection Seminar to take a deep dive into FINRA rules 2165 and 4512. Industry experts and regulators will gather to review these new rules, which will provide firms with a safe harbor for temporarily holding suspect disbursements and requires firms to attempt to collect trusted contact information from all their clients. During this half-day program, participants will have the opportunity to analyze the new rules and discuss the various implementation strategies of firms of all sizes and business models.