Convene, 237 Park Ave, New York, NY 10017, USA

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Event Date Wed Nov 16 MST (in 5 months)
In your timezone (EDT): Wed Nov 16 2:00am - Wed Nov 16 2:00am
Location Convene
237 Park Ave, New York, NY 10017, USA
Region Americas

Now in its 7th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

We are currently developing the agenda and securing an exceptional line up of guest speakers. Register your interest now and we will send you regular updates as the agenda begins to take shape and our speakers come onboard.

Topics will include:
• Managing regulatory change
• Regulatory reporting
• KYC and onboarding
• AML and financial crime compliance
• Trade and communications surveillance
• Conduct and culture
• Addressing legacy technology challenges and working in the cloud


2022 Speakers


Robin Doyle
Finance & Risk Executive/Leader

David Ehrich
Co-Founder and Executive Director, Alliance for Innovative Regulation (AIR)

Raymond Hanson
Managing Director, Head of Global Markets Program Delivery & Regulatory Technology, Credit Suisse

Kai Schrimpf
Global Product Manager – AML Transaction Monitorin, UBS

Martha Cummings
Senior Global Risk, Compliance and Regulatory Executive

Joshua Beaton
Head of Americas Trade & Transaction Reporting, Morgan Stanley

Hayden Boilini
Trade & Investment Associate, Department for International Trade (DIT)

Stan Yakoff
Head of Americas Supervision, Citadel Securities; Adjunct Law Professor, Fordham University School of Law

Brett Utnick
Head of Regulatory Operations, BMO Financial Group

Julian Horky
Head of Risk Controlling BCM, Berenberg Capital Markets LLC

Sponsors & Partners

2022 Sponsors

• SteelEye
• SmartStream

• S3
• Bureau Van Dijk