RegTech Summit 2022 - New York City | A-Team Group | 16 November 2022 | Convene, 237 Park Ave, New York, NY 10017, USA

Now in its 6th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

We are currently developing the agenda and securing an exceptional line up of guest speakers. Register your interest now and we will send you regular updates as the agenda begins to take shape and our speakers come onboard.

Topics will include:
• A Perspective on RegTech from FINRA
• Practitioner’s and Regulator’s Perspective: The future of risk, compliance and RegTech
• From cost to opportunity – Adopting a holistic approach to regulatory change management
• An Update on CAT and CAIS Reporting
• Trade Reporting deep dive – Meeting requirements for SEC SBRS Swap Reporting and CFTC Re-Write Implementation
• UPI (Unique Product Identifier) implementation for meeting global regulatory mandates
• Easing the burden of regulatory reporting through digitization
• Responsible AI
• Deep dive into trade and communications surveillance
• Effectively navigating AML and financial crime compliance processes with RegTech

2022 Speakers

ADVISORY BOARDS:

Robin Doyle
Finance & Risk Executive/Leader

David Ehrich
Co-Founder and Executive Director, Alliance for Innovative Regulation (AIR)

Raymond Hanson
Managing Director, Head of Global Markets Program Delivery & Regulatory Technology, Credit Suisse

Kai Schrimpf
Global Product Manager – AML Transaction Monitorin, UBS

Martha Cummings
Senior Global Risk, Compliance and Regulatory Executive

Joshua Beaton
Head of Americas Trade & Transaction Reporting, Morgan Stanley

Hayden Boilini
Trade & Investment Associate, Department for International Trade (DIT)

Stan Yakoff
Head of Americas Supervision, Citadel Securities; Adjunct Law Professor, Fordham University School of Law

Brett Utnick
Head of Regulatory Operations, BMO Financial Group

Julian Horky
Head of Risk Controlling BCM, Berenberg Capital Markets LLC

Joseph Sabelja
Executive Director - AI/ML Product Strategy, JP Morgan

SPEAKERS:

Haimera Workie
Vice President and Head of Financial Innovation, FINRA

Michael Gaw
Assistant Director, Division of Trading and Markets, Securities and Exchange Commission (SEC)

Jeffrey Ernst
Manager, Innovation Policy, Federal Reserve Board

Deborah Young
CEO, The RegTech Association

Stan Yakoff
Head of Americas Supervision, Citadel Securities

Kaitlin Asrow
Executive Deputy Superintendent, Research and Innovation, New York State Department of Financial Services

Brett Utnick
Director - Head of US Regulatory Services, BMO Financial Group

Julian Horky
Head of Risk Controlling BCM, Berenberg Capital Markets LLC

Joseph Sabelja
AI/ML Product Strategy, JP Morgan

Ashok Mehta
Head of Investment Bank Regulatory Reporting Technology - Director, Credit Suisse

Yvonne Li
Director - Head of Wealth Management Technology AI Solutions,Bank of America

Joshua Beaton
Head of Americas Trade & Transaction Reporting, Morgan Stanley

Anand Narayanan
Executive Director, Regulatory Change Management, Sumitomo Mitsui Banking Corporation (SMBC)

Kai Schrimpf
Transaction Monitoring Product Owner, UBS

Aaron Wolf
Deputy Head of Anti-Financial Crime, Americas, Deutsche Bank

Laura Marafetti
Head of KYC Reviews Operations, Societe Generale

Sateesh Kumar Challa
Head of Digital Transformation Office, Societe Generale

Sunil Challa
Head of Business Architecture, Group Payments, Credit Suisse

David Ehrich
Executive Director, Alliance for Innovative Regulation (AIR)

Alex Ford
Director, The RegTech Association

Thomas Quinn
Chief Operating Officer, Moerus Capital Management LLC

Pooja Singh
Senior Expert, Financial Regulation and Fintech Team, International Monetary Fund (IMF)

Dale Richards
President, Island 20 Ventures

Igor Kaplun
Head of Regulatory Reporting Business Development, North America, IHS Markit

Stan Preston
Executive Director, RDS Product Management, DTCC

Matthew Bernstein
Information Management Strategist, Bernstein Data

Melissa Watras
Director of Product – Surveyor, Trillium Labs

Jonathan Thursby
Founder & CEO, KOR Financial

Emma Kalliomaki
MD, ANNA and Derivatives Service Bureau (DSB)

Kenneth Lamar
Principal Partner, Lamar Associates LLC

Rachael Greaves
CEO, Castlepoint Systems

Marjorie Forestal
Principal, Deloitte & Touche LLP

Priya Roy
Partner, Optima Partners

Peter Gargone
Founder and CEO, n-Tier

Jane Gavronsky
CTO, FINOS Foundation

Kyle Mack
CEO and Co-Founder, Middesk

2022 Sponsors

GOLD SPONSORS:
• SMARTSTREAM
• ANNA
• clausematch
• S&P Global Market Intelligence
• ACA
• DTCC
• Middesk
• KOR
• TRILLIUM LABS
• Castlepoint
• n-tier

SILVER SPONSORS:
• S3
• Moody Analytics
• intix
• ASCENT