RegTech Summit 2024 - New York | A-Team Group | 21 November 2024 | @Ease, 605 3rd Ave 7th Floor, New York, NY 10158, USA

This event will bring together the event ecosystem to explore how the North American capital markets financial industry can leverage technology to innovate the compliance function and response.

AI driven technologies are transforming compliance and opening up huge potential for compliance innovation, productivity gains and cost efficiencies. Now is the time to invest for the future.

Join us to hear from leading event practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing event and how to advance your strategy.

2024 Topics include:
• A Regulator’s perspective on AI
• Leveraging Generative AI and Large Language Models for regulatory compliance
• Adopting a holistic approach to regulatory change management
• Best practice approaches to data management for regulatory reporting
• How to build a flexible and agile reporting platform to meet future requirements
• Managing regulatory expectations and best practices for fighting financial crime
• Addressing financial crime and AML with RegTech
• Best practices for eComms and multi-channel surveillance
• The future of post trade – Next steps after T+1

Who should attend
If you are any of the following types of roles at a financial institution, or offer products and services into this space, then this event is right for you.

• Chief Operating Officer (COO)
• Chief Data Officer (CDO)
• Chief Information Officer (CIO)
• Chief Compliance Officer (CCO)
• Chief Technology Officer (CTO)
• Chief Risk Officer (CRO)
• Heads of regulatory change
• Heads of regulatory projects/programmes
• Heads of regulatory reporting
• Heads of compliance
• Heads of client onboarding / KYC
• Chief Data Officer/Head of data management/ Data architects/Data operations
• Heads of financial crime
• Heads of surveillance
• Heads of analytics
• Risk functions across operational, market, credit and other
• Heads of innovation
• Heads of RegTech/ FinTech

2024 Speakers

MODERATORS:

Adrian Sharp
RegTech Insight Editor, A-Team Group

Mary Kopczynski
Co-Founder, Women in RegTech New York (WIRTNY)

Ken Lamar
Principal Partner, Lamar Associates LLC

Dessa Glasser
Independent Board Member, Oppenheimer & Co

Alex Ford
Co-Founder, Women in RegTech in New York; Non-Executive Director, The RegTech Association

SPEAKERS:

Haimera Workie
Vice President and Head of Financial Innovation, FINRA

Stan Yakoff
RegTech Advisor and Law Professor

Erin Preston
Chief Compliance Officer, Wedbush Securities

Mary Ann Callahan
Senior Policy Advisor, U.S. Securities and Exchange Commission (SEC)

Joseph Sabelja
Generative AI Firmwide Platform Lead, JP Morgan

Anuj Agarwal
Director - Finance Head of Data Governance, SMBC Corporation

Joshua Beaton
Head of Non-Financial Regulatory Reporting, Wells Fargo

Kai Schrimpf
Head of Monitoring and Screening Controls, Morgan Stanley

Katherine Ford
Associate Director, Strategic Operations, FinCEN

Chandrakant Maheshwari
FVP, Lead Model Validator, Flagstar Bank

Kenneth Lamar
Principal Partner, Lamar Associates LLC

Cheryl Benoit
Executive Director – Enterprise Data Management Office Risk Data Steward, Mizuho Americas

Sateesh Kumar Challa
Head of Digital Transformation Office, Societe Generale

Minerva Tantoco
Member, Financial Innovation Advisory Board, New York State Department of Financial Services

Anand Narayanan
Head of Regulatory Change Management, SMBC Corporation

Jen-Larie Tumminello
Executive Director, Global Finance, Policy, Compliance & Conduct Risk, Morgan Stanley

Murali Duvapu
Data Governance Executive, Scotiabank

Alexander Aronov
Senior Director, AI Compliance and Data Intelligence, Citi

Susie MacKenzie
Head of Legal and Regulatory Analysis, Corlytics

Harsh Pandya
Vice President, Product Management, Saifr

Emma Kalliomaki
Managing Director, Derivatives Service Bureau (DSB)

Brandon Carl
EVP, Product Strategy, Smarsh

Patrick Palomo
Principal Solutions Architect, Smarsh

Garth Landers
Director of Global Product Marketing, Theta Lake

Rachna Srivastava
Head of Product, AI, Data & Platform, Symphony

Peter Kenny
Managing Director, ACA Group

Tony Brownlee
President, Chief Revenue Officer, Kingland

Alex Olson
Executive Vice President, Kingland

Elena Unciuleanu
Founder & CEO, Reporting Center

Kon Leong
CEO, ZL Tech, Inc.

Peter Gargone
Founder & CEO, n-Tier

2024 Sponsors

PLATINUM SPONSORS:
• Smarsh
• Kingland
• Zltech

GOLD SPONSORS:
• Symphony
• Derivatives Service Bureau
• Saifr
• ThetaLake
• Corlytics
• ACA
• Reporting Center
• Leap Xpert
• N-Tierfs

SILVER SPONSORS:
• Nice
• Datactics