Regulation Best Interest Vendor Forum 2020 | Securities Industry and Financial Markets Association (SIFMA) | 16 January 2020 | SIFMA Conference Center, 120 Broadway, Floor 2, New York, NY 10271, USA

Venue
SIFMA Conference Center
SIFMA Conference Center, 120 Broadway, Floor 2, New York, NY 10271, USA

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Event Date Thu Jan 16 EST (almost 5 years ago)
Location SIFMA Conference Center
120 Broadway, Floor 2, New York, NY 10271, USA
Region Americas
Details

More details coming soon.

Speakers

2020 Speakers

MODERATORS:

Jason P. Kelly
Associate General Counsel, Edward Jones

Kurt Johansen
Vice President/Group Counsel, Ameriprise Financial Services, Inc.

Lee Thoresen
Senior Counsel/Head, Regulatory and Transactional, RBC Wealth Management

PANELISTS:

Maria R. Gattuso
Principal, Deloitte

Rex Gooch
Vice President, Product Strategy/General Manager, Retail Surveillance, Trading and Compliance, FIS

Bharat Sawhney
Partner, Gartland and Mellina Group - A Sia Partners Company

Aladin Abughazaleh
Chief Executive Officer, ATA RiskStation, LLC

Christopher Fernandes
Director, Legal, Hearsay Systems

Jean Reilly
Managing Director Wealth Management Consulting Practice, Broadridge Financial Solutions

Hamish Wynn
Managing Director, Accenture

David T. Ackerman
Regulatory Subject Matter Expert, NICE

Robert Lavigne
Managing Director, Bates Compliance, Bates Group LLC

Allen Meyer
Partner, Finance & Risk, Public Policy and Corporate & Institutional Banking, Oliver Wyman

Joshua Uhl
Senior Manager, Deloitte

Sponsors & Partners

2020 Sponsors and Partners

GOLD SPONSORS:
• Accenture
• ATA Risk Station
• Bates Compliance
• Broadridge
• Deloitte
• Hearsay Systems
• Oliver Wyman
• Sia Partners

SILVER SPONSORS:
• FIS
• NICE

STRATEGIC PARTNERS:
• AWS Financial Services
• Broadridge
• Deloitte
• EY
• FICO
• Fidelity Investments
• FIS
• Google Cloud
• Hearsay Systems
• IBM
• PwC
• Tata Consultancy Services