25th Annual Regulatory Compliance for Financial Institutions 2019 | The Canadian Institute | 26 November 2019 | Sheraton Centre Toronto Hotel, 123 Queen Street West, Toronto, ON M5H 2M9 Canada

Four Days of Interactive, Intense and Practical Programming Critical for Compliance Professionals and their Company’s Success

The 25th edition of the Regulatory Compliance for Financial Institutions conference is designed to put compliance teams ahead of the curve with four intensive days of practical programming.

This flagship event has been enhanced to help compliance professionals gain clarity at a time of regulatory complexity and digital transformation. Plus, in celebration of our 25th anniversary, a one-day Payments Compliance Think Tank has been added to our core agenda to generate focused, boardroom style discussions.

A key focus will be technology as an opportunity but also as a new layer of risk. Financial entities and regulators are grappling with how to embrace innovative strides in open banking, FinTech and Regtech while at the same time protecting consumers and the integrity of the financial system as a whole from sophisticated cyber-attacks.

2019 Speakers

REGULATORS & WATCHDOGS:

Sarah Bradley
Ombudsman and CEO, Ombudsman for Banking Services and Investments (OBSI)

Stacey Hopps
Compliance Manager, Relationship Management and Guidance, FINTRAC

Peter Routledge
CEO, CDIC

Alena Thouin
Corporate Secretary and Deputy General Counsel, FSRA

Luc Verreault
Senior analyst, Prudential Oversight of Financial Institutions Autorité des marchés financiers (AMF)

DISTINGUISHED FACULTY:

Benjamin Bernal
Director, IT and Cyber Risk, Scotiabank

Eric Brock
Chief Operating Officer, PNC Bank Canada Branch

Lisa Cinelli
VP, CAMLO, CCO, Equitable Bank

Craig Davis
Partner, Risk Consulting, KPMG

Sashya D’Souza
Senior Vice President, Toronto Financial International

Dan Dickinson
Senior Vice-President and Chief Information Officer, Equitable Bank

Cameron Field
Senior Manager, AML Intelligence and Special Initiatives, BMO Financial Group

Sara Gelgor
Head of Regulatory Compliance, Retail Banking & Wealth Management, HSBC

Carol Hall
Vice President AML Risk, Canadian Banking, Scotiabank

Bob Kapur
AML Specialist

Dwayne King
Senior Manager, Advisory Services, Grant Thornton LLP

Rosalind Laruccia
AVP, Internal Audit, Laurentian Bank

Angie Radiskovic
Senior Director, Non-Financial Risk

Asad Rauf
Vice President & Chief Compliance Officer, SBI Canada Bank

Molly Reynolds
Counsel, Torys LLP

Judith Roberston
Commissioner, FCAC

Diriana Rodriguez
Legal Counsel and Ombudsperson, Alterna Savings and Bank

Sergey Sergeev
Director of Advanced Analytics, SunLife

Sue Ling Yip
Associate Director, Risk & Regulatory Compliance, Protiviti

PAYMENTS COMPLIANCE THINK TANK SPEAKER FACULTY:

Ana Badour
Partner, McCarthy Tétrault

Sue Britton
CEO & Founder, FinTech Growth Syndicate

Tiffany Chang
Director, Global Sanctions Screening Solutions, Risk Management, Scotiabank

Justin Ferrabee
CEO, Mazooma Inc.

Alexis Gargurevich
Innovation and Emerging Technology Risk, TD

Robin Grosset
CTO, Mindbridge Ai

Jawid Kargger
Head of Sanctions, CIBC Bank

Paul Lalonde
Partner, Dentons

Dr. Daniel Leslie
Associate, Norton Rose Fullbright

Jacqueline Shinfeld
Partner, Blakes, Cassels & Graydon LLP

2019 Sponsors

ASSOCIATE SPONSOR:
• Protiviti

EXHIBIT SPONSORS:
• Ethidex
• KPMG
• Wolter Kluwer