RIA Investment Adviser Compliance Conference 2019 | RIA Compliance Consultants | 11 September 2019 | Scott Conference Center, 6450 Pine St, Omaha, NE 68106, USA
Venue
Scott Conference Center
Scott Conference Center, 6450 Pine St, Omaha, NE 68106, USA
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| Event Date |
Wed Sep 11 CDT - Thu Sep 12 CDT (over 5 years ago)
In your timezone (EST): Wed Sep 11 1:30pm - Thu Sep 12 7:00pm |
| Location |
Scott Conference Center
6450 Pine St, Omaha, NE 68106, USA |
| Region | Americas |
Details
Join RIA Compliance Consultants for our 2019 Investment Adviser Compliance Conference where our compliance consultants will address how investment adviser firms can successfully navigate the regulatory maze and adopt appropriate procedures for their compliance programs.
Speakers
2019 Speakers
Bryan Hill
President, RIA Compliance Consultants
Jarrod James
Vice-President, RIA Compliance Consultants
Tom Zielinski
Senior Compliance Consultant, RIA Compliance Consultants
Teresa O’Grady
Compliance Consultant, RIA Compliance Consultants
Tammy Emsick
Senior Compliance Consultant, RIA Compliance Consultants
Sponsors & Partners
2019 Sponsors
• Bridge Financial Technology
• Lockton Affinity
• Greytwist Data Governance
• WiserAdvisor Research & Registry