RMA Chief Compliance Officers Roundtable 2022 | Risk Management Association (RMA) | 28 September 2022 | The PNC Financial Services Group, Inc., 249 Fifth Ave, Pittsburgh, PA 15222, USA

Chief compliance officers and their teams are facing a barrage of emerging risks, such as adapting to post-COVID expectations, new regulatory interpretations of existing guidelines, and emerging technology and products like digital assets and crypto. These new challenges are difficult to manage alone. To help CCOs succeed, RMA has developed a dedicated roundtable for chief compliance officers and their delegates to come together and discuss leading practices in the compliance space.
This roundtable offers a valuable opportunity to meet and discuss compliance challenges with your peers, and to identify best practices you can leverage at your institution to enhance the value of your compliance programs. Each event agenda for an RMA Roundtable is a bit different, as the agenda is driven by attendee’s recommendations. However, topics will likely include:
• Implementing proactive compliance risk management programs.
• Navigating regulatory landscapes.
• Metrics/tools for measuring program effectiveness and efficiency.
• Monitoring employee communication methods (approved vs. misconduct);
• Implications of war in Ukraine (sanctions, scenarios).
• Use of data in criminal investigations.
• Board reporting.

What happens at the event?

The forum will feature a lead facilitator, roundtable group discussions, and may include small breakout groups that will delve deeper into issues of specific interest. You will benefit from the problem-solving techniques discussed by your peers, regardless of the size of the institution. Participants share information, ask questions, and exchange ideas in a roundtable environment, to broaden their knowledge and acquire a firm understanding of the issues.

Who will benefit?
The target financial institution are large community banks, mid-tier banks, regional banks and large banks. We recommend the following individuals attend:

• Chief Compliance Officers
• Directors/Managers of Compliance

Please note: Consideration for this event is on an individual basis, and we recommend no more than two registered participants per institution attend. Third party vendors and professional member registration is by approval only.