RMA Internal Audit Seminar Series - 9. Emerging Wealth Management and Fiduciary Topics and Risks 2023 | Risk Management Association (RMA) | 15 August 2023 | Virtual
Venue
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| Event Date |
Wed Aug 16 UTC (over 1 year ago)
In your timezone (EST): Tue Aug 15 8:00pm - Tue Aug 15 8:00pm |
| Location | Virtual |
| Region | All |
Details
This session will focus on emerging Wealth Management and Fiduciary Risks for Financial and other Wealth Management Institutions. The focus will be on Internal Audit’s and other lines of defense roles, responsibilities and coverage related to emerging as well as know top relevant risks.
Learning Objectives:?
The objectives of this session are to learn and understand the key components and risks including:
• Identifying and discussing the impact of emerging regulatory topics from an industry and Internal Audit perspective; and
• Sharing varying approaches Internal Audit can utilize in addressing coverage of these Wealth Management and Fiduciary Topics and Risks.