Securities Law Developments Conference 2022 | Investment Company Institute (ICI) | 11 October 2022 | Virtual Event

By popular demand, ICI will be virtually hosting the 2022 Securities Law Developments Conference. Don’t miss your opportunity to hear directly from leading experts on recent regulatory developments, including the SEC’s proposed amendments to the “names rule,” ESG, and examinations and enforcement.

Who Should Attend?
• Law firm attorneys
• In-house attorneys
• Government and regulatory personnel
• Fund directors
• Compliance professionals and other fund industry professionals

2022 Speakers

William A. Birdthistle
Director, Division of Investment Management, US Securities and Exchange Commission

Susan Olson
General Counsel, Investment Company Institute

Anne C. Choe
Partner, Willkie Farr & Gallagher LLP

Corey A. Issing
Managing Director and General Counsel, Neuberger Berman Investment Advisers LLC

Caroline Kraus
Managing Director, Head of Legal, Goldman, Sachs & Co. LLC

Sarah G. Ten Siethoff
Associate Director, Rulemaking Office

Sara P. Crovitz
Partner, Stradley Ronon Stevens & Young, LLP

Stephanie Hui
Vice President and Counsel, Dimensional Fund Advisors, LP

Brian M. Johnson
Assistant Director, Rulemaking Office, Division of Investment Management, US Securities and Exchange Commission

Amanda Hollander Wagner
Senior Special Counsel, Division of Investment Management, US Securities and Exchange Commission

Jaime Lizárraga
Commissioner, US Securities and Exchange Commission

Peter Bonanno
General Counsel, J.P. Morgan Asset Management

Deepa Damre Smith
General Counsel, Matthews International Capital Management, LLC

Christopher M. Rohrbacher
Deputy General Counsel, Allspring Global Investments, LLC

Andrew Dean
Co-Chief, Asset Management Unit, Division of Enforcement, US Securities and Exchange Commission

Vanessa L. Horton
Associate Regional Director, Division of Examinations, US Securities and Exchange Commission

Julie M. Riewe
Partner, Debevoise & Plimpton LLP

Corey Schuster
Co-Chief, Asset Management Unit, Division of Enforcement, US Securities and Exchange Commission

Amy R. Doberman
Partner, Wilmer Cutler Pickering Hale and Dorr LLP

Corey F. Rose
Partner, Dechert LLP

MODERATORS:

Matthew Thornton
Associate General Counsel, Securities Regulation, Investment Company Institute

Dorothy M. Donohue
Deputy General Counsel, Securities Regulation, Investment Company Institute

Kenneth C. Fang
Associate General Counsel, Investment Company Institute

Joshua Ratner
Head of America Operations, Pacific Investment Management Company LLC

Tamara K. Salmon
Associate General Counsel, Investment Company Institute

2022 Sponsors

• Dechert
• Morgan Lewis
• Ropes and Gray