Senior Investor Protection Denver Regional Workshop 2017 | Securities Industry and Financial Markets Association (SIFMA) | 27 July 2017 | Denver, CO, United States

Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our senior investors.

The unique program will educate participants on the impact of cognitive decline; the anatomy of an investigation; recent legal and regulatory developments; and promising practices to help prevent, spot and address situations of financial exploitation and cognitive decline. Plus, participants will tackle real-life scenarios from beginning to end in a small-group setting.

Speakers from 2016:

Steve Cohen
Former Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission

Keith Darcy
Senior Advisor, Deloitte & Touche

Kurt Drake
Chief Ethics & Compliance Officer, Kimberly-Clark

Claudia Dumas
President & CEO, Coalition for Integrity, Inc.

Matt Friedman
CEO, The Mekong Club

Michael Hershman
President, Fairfax Group

Brian David Johnson
Futurist in Residence, Center for Science and the Imagination, Arizona State University

Maureen McGirr
VP, Office of Ethics, Global Compliance Organization, Merck & Co.

Luiz Navarro
Former Deputy Minister, Office of the Comptroller General of Brazil

Pablo Quiñones
Chief, Strategy, Policy and Training Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Pablo Quiñones
Chief, Strategy, Policy and Training Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Kim Yapchai
Chief Compliance Officer, Whirlpool Corp.

Marina Walker Guevara
Deputy Director, International Consortium of Investigative Journalists

Sam Abadir
Director of Product Management, LockPath

Joseph Adamczyk
SVP and Chief Compliance Officer, OCC

Swati Austin
Director, Regulatory, KPMG

Joanne Bartley
Assistant Director, Ethics Training and Communications, Ernst & Young

Brian Benjet
Partner, DLA Piper

Garin Bergman
Partner, Guidant Technology

Robert T. Biskup
Managing Director, Deloitte Financial Advisory Services

Richard Bistrong
CEO, Front-Line Anti-Bribery

Michael Blackshear
Chief Compliance Officer - North America, Chubb

Tim Bogan
Chief Risk Officer and Chief Compliance Officer, Lending Club

Hannah Breshin
Senior Counsel, Labor and Employment, Bechtel Global Corporation

Kevin Bogdanov
Regional Market Development Director, Risk, Americas, Thomson Reuters

Kara Brockmeyer
Chief, FCPA Unit, U.S. Securities and Exchange Commission

Jennifer Buchanan
Senior Director, International Ethics and Compliance Training and Awareness, Walmart

Stan Byers
Senior Advisor, Technology for Global Security

Pilar Caballero
Chief Compliance Officer, Ryder

Larry Clinton
President & CEO, Internet Security Alliance

Margot Cella
Senior Director of Research, Center for Audit Quality

Timothy Cercelle
Managing Director, Deloitte & Touche

Bill Coffin
Editor in Chief, Compliance Week

David Coher
Principal, Compliance, President's Office, Southern California Edison

Kathy Cooper Franklin
Shareholder, Littler

Mara Davis
SVP & Associate General Counsel, Chief Compliance Officer, Univision

Jason Cropper
VP, Business Development, Mitratech

Matthew D'Ambrosio
Chief Compliance and Ethics Officer, Sunovion Pharmaceuticals

Pekka Dare
Director, Training Education & Development, ICT

Thomas deButts
Partner, DLA Piper

Forrest Deegan
Chief Ethics and Compliance Officer, Abercrombie & Fitch

John Delmore
Assistant General Counsel, Cyber Law Unit, Office of General Counsel, U.S. Federal Bureau of Investigation

Peter Driscoll
Acting Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission

Lindsay Edgar
Vice President, Compliance, Stericycle, Inc.

Edward Efkeman
Staff Director, Network Integrity, FedEx Corporation

Marsha Ershaghi Hames
Managing Director, Strategy and Development, LRN

Patrick Fallon
Chief, Financial Crimes Section Criminal Investigative Division, U.S. Federal Bureau of Investigation

Ronnie Feldman
President and CEO, L&E Creative Communications

Joe Filer
Chief Information Security Officer, Harland Clarke Holdings Corporation

Congressman Barney Frank
U.S. House of Representatives from Massachusetts (1981 - 2013)

Erica Foti
Senior Executive Advisor, CEB Data Privacy Leadership Council, CEB, now Gartner

Beth Furumo
Director of Compliance, Johnson Controls

Tom Fox
Columnist, Compliance Week

Dennis Garcia
Assistant General Counsel, Microsoft Corporation

Lynn Gefen
Chief Compliance Officer, HomeServe USA

Julie Gerlach
Managing Director, KPMG

Camille Glover
Vice President, Compliance & Ethics, OMERS

Darin Goodwiler
Chief Compliance, Risk and Ethics Officer, CFA Institute

Timothy Growley
FBI Compliance, U.S. Federal Bureau of Investigation

Jim Halpert
Partner, DLA Piper

Barbara Hannigan
Ethics Officer and Senior Compliance Counsel, Public Company Accounting Oversight Board

Gwendolyn Hassan
Managing Counsel - Global Compliance and Ethics, CNH Industrial

David Hawkes
Head of Special Litigation, Integrity Vice Presidency, World Bank Group

Paul Haynes
Lead Investigator, World Bank

Nancy Heafey
Senior University Counsel, Stanford University

Alexandra Hider
Assistant General Counsel, Corporate Compliance, Exelon Corporation

Darryl Hobbs
Assistant General Counsel, Microsoft Corporation

Ellen Hunt
SVP, Audit, Ethics & Compliance Officer, AARP

Brett Ingerman
Partner, DLA Piper

Nicole Isaac
Head of U.S. Public Policy, LinkedIn

Laura Jehl
Partner, SheppardMullin

Earl "Chip" Jones III
Shareholder, Littler

Joseph Kale
Senior Leader and Advisor – Partner Strategy and Development, LRN

Gregory Keating
Equity Partner and Chair, Labor Employment & Benefits and Whistleblower Defense Groups, Choate, Hall & Stewart LLP

Dennis Keglovits
Vice President, Services, LockPath

Pat Kelley
Chief Compliance Officer, Corporate Compliance, Prudential Financial

Stasia Kelly
Co-Managing Partner (Americas), DLA Piper

Dan Kinsella
Partner, Deloitte & Touche

Jonathan Klein
Chief Information Security Officer, Broadridge

Shannon Klinger
Chief Ethics and Compliance Officer and Head of Litigation, Novartis

Mike Lamberth
Managing Director, Risk Advisory, KPMG

Kevin Lane
Principal, Deloitte & Touche

Victoria "Tori" Lang
Sr. Manager, Policies & Procedures, HMSHost

T'Shaka Lee
Partner, Deloitte & Touche

Michael Levy
Partner, Paul Hastings

Timothy Lindon
Head of Business Practices, Reduced Risk Products, Philip Morris International

John Loesch
Director, Navigant

Skip Lowney
Senior Project Manager, Ethics & Compliance Initiative

Dr. Leo Mackay
SVP, Internal Audit, Ethics and Sustainability, Lockheed Martin Corporation

David Manek
Director, Navigant

James McDonald
Director, Enforcement Division, U.S. Commodity Futures Trading Commission

Steve McDonald
Head of Market Development, Risk, Americas, Thomson Reuters

George McEachern
Supervisory Special Agent, U.S. Federal Bureau of Investigation

Leonard J. McGill
SVP, General Counsel & Secretary, Steel Partners

Kathleen McGuigan
Senior Vice President & Deputy General Counsel, Retail Industry Leaders Association

Margaret S. McGuire
Chief, Financial Reporting & Audit Group Division of Enforcement, U.S. Securities and Exchange Commission

Victoria McKenney
Deputy Chief Compliance Officer, U. S. Steel

Sean McKessy
Partner, Phillips & Cohen

Christopher Michaelson
Professor, Ethics & Business Law, University of St. Thomas

Katherine C. Milgram
Chief of the Investor Protection Bureau, New York State Office of the Attorney General

Senator George J. Mitchell
United States Senator for Maine (1980-1995) and Senate Majority Leader (1989-1995)

Rielle Miller Gabriel
Ethics Officer & Manager, International Ethics Operations, Lockheed Martin Corporation

Joe Mont
Staff Writer, Compliance Week

Brendan Morrissey
Program Director, Responsible Sourcing, Walmart

Amy Much
Senior Director & Counsel, Global Ethics & Compliance, Under Armour

Subhashis Nath
Senior Partner, Genpact Enterprise Risk and Compliance

Ricardo Pellafone
Creative Director & Founder, The Broadcat

Carrie Penman
Chief Compliance Officer and SVP, Advisory Services, NAVEX Global

Bridget J. Phillips
Managing Vice President, Corporate Compliance, Capital One

Jacqueline Phipps Polito
Shareholder, Littler

Robert Prantil
Executive Director, Strategic Accounts North America, GE Power

Stephanie Quaranta
Research Director, CEB Compliance & Legal Practice, CEB, now Gartner

Patrick Quinlan
CEO, Convercent

Monica Reinmiller
Compliance Counsel, TMobile

Suzanne Rich Folsom
General Counsel, Chief Compliance Officer, and SVP - Government Affairs, U. S. Steel

Shawn Rogers
Lead Counsel, Compliance Training and Communications, General Motors

Heidi Rudolph
Managing Director, Morae Legal

Jonathan Rusch
SVP - Head of Anti-Bribery & Corruption Governance, Wells Fargo

Nicole Sandford
Partner, Deloitte & Touche

Jeff Schwartz
Senior Global Trade Counsel, Ethics and Compliance Office, Office of the General Counsel, Hewlett Packard Enterprise

Katherine Segersten
Director, Compliance Operations & Senior Compliance Officer, American International Group, Inc.

Michael Shaw
Vice President and Compliance Officer, GSK

Katie Smith
EVP, Chief Compliance Officer, Convercent

Judith Spain
General Counsel and Chief Ethics and Compliance Officer, Manhattanville College

Jude Soundar
Associate Deputy General Counsel, Financial Disclosure Management, Army Office of the General Counsel

Melissa Stephens
VP, Government Compliance Officer, Highmark

Joseph Suich
Chief Compliance Officer & Counsel, GE Power

Julia Symon
Chief Compliance Officer, KBR

Jose Tabuena
Chief Privacy Officer, UT Southwestern Medical Center

Matthew Tanzer
Vice President, Chief Ethics & Compliance Officer, Johnson Controls

Jeremy Taylor
VP and Associate Counsel, Litigation & Chief Compliance Officer, Dover Corporation

Emmanuel Tchividjian
Corporate Ethics Consultant, The Markus Gabriel Group

Jim Theisen
Associate General Counsel & Chief Compliance Officer, Union Pacific Corporation

Kimberly Urbanchuk
Director, Ethics & Compliance, Airbus

Hoan Wagner
Managing Director, KPMG

Ben White
Vice President and Internal Auditor, Systemax

Rick Wolf
Former Chief Ethics Officer, HSBC North America

Cindy Yanasak
Compliance & Ethics Program Manager, Progressive Insurance

Sharon Zealey
Founding Member, NextGen Compliance

Stephen Zimmermann
Director of Operations, Integrity Vice Presidency, World Bank