SFC Regulatory Forum 2018 | Securities And Futures Commission | 14 March 2018 | Hong Kong Convention and Exhibition Centre, 1 Expo Dr, Wan Chai, Hong Kong

This year, senior regulators and leading industry participants will exchange views on the following topics:

• The current state of securities regulation
• The SFC's strategies to address emerging challenges
• The development of Hong Kong as an international asset management and risk management centre
• The role of regulation in changing corporate behaviour
• Intermediary supervision and enforcement in securities regulation

2018 Speakers

Mr Carlson Tong, SBS, JP
Chairman, Securities and Futures Commission

The Honourable Paul Chan Mo-po, GBM, GBS, MH, JP
Financial Secretary, The Government of the Hong Kong Special Administrative Region

Dr Anthony Neoh, QC, SC, JP
Independent Non-Executive Director of Industrial and Commercial Bank of China, CITIC Limited and New China Life Insurance Co. Ltd.

Mr Ken Hitchner
Chairman and Chief Executive Officer, Goldman Sachs Asia Pacific Ex-Japan

Mr Graham Turl
Managing Director, General Counsel Asia Pacific, BlackRock Asset Management North Asia Limited; Chairman, Hong Kong Investment Funds Association

Mr Andrew Weir
Regional Senior Partner, KPMG Hong Kong; Chairman, Listing Committee, The Stock Exchange of Hong Kong Limited

Mr Yin Ke
Chief Executive Officer, CITIC Securities International Company Limited

Mr Ashley Alder, JP
Chief Executive Officer, Securities and Futures Commission

Mr Blair Pickerell
Investment management industry veteran

Dr Au King Lun, MH, Ph.D
Chief Executive Officer, Value Partners Group Limited

Mr Brian D’Rozario
Chief Risk Officer, Asia Pacific ex-Japan, Morgan Stanley Asia Limited

Professor Liu Mingkang
BCT Distinguished Research Fellow, Lau Chor Tak Institute of Global Economics and Finance; Honorary Professor of Business School, The Chinese University of Hong Kong

Ms Christina Choi
Executive Director, Investment Products, Securities and Futures Commission

Mr Keith Lui
Executive Director, Supervision of Markets, Securities and Futures Commission

Ms Teresa Ko, JP
China Chairman and Partner, Freshfields Bruckhaus Deringer; Non-Executive Director, Securities and Futures Commission

Mr David Graham
Chief Regulatory Officer and Head of Listing, Hong Kong Exchanges and Clearing Limited

Mr Manuel Schlabbers
Chief Executive Officer, Accudo Capital Limited

Mr David Webb
Founder, Webb-site.com

Mr Brian Ho
Executive Director, Corporate Finance, Securities and Futures Commission

Mr Peter Stein
Managing Director, Private Wealth Management Association

Dr Chu Gang
Chief Operating Officer and Chairman of Capital Markets Committee, China International Capital Corporation Limited

Mr Andrew Procter
Partner, Financial Services Regulation, Herbert Smith Freehills LLP

Mr Thomas Atkinson
Executive Director, Enforcement, Securities and Futures Commission

Ms Julia Leung, SBS
Deputy Chief Executive Officer and Executive Director, Intermediaries, Securities and Futures Commission