SFTR Transaction Reporting Foundation Course 2018 (F) | London Stock Exchange Group PLC (LSEG) | 13 December 2018 | London Stock Exchange, 10 Paternoster Square London EC4M 7LS UK

The SFTR Transaction Reporting Foundation Course 2018 provides training on all elements essential in meeting the requirements of the SFTR regulation. All our courses are delivered by experts in the regulatory field.

There are various course dates available throughout 2018. All courses run from 9am- 1pm on the day specified. All our courses are delivered by experts in the regulatory field and all our content is either designed or approved by our in-house SMEs.

Course Outline
The new SFTR Transaction Reporting Foundation course (CPD - certified and endorsed by CISI) will provide operations and compliance staff with a thorough grounding in the regulatory transaction reporting requirements. As well as detailing the regulatory reporting data standards, the course explains the systems and controls ESMA expects firms to have over transaction reporting. All our courses are delivered by experts in the regulatory field.

There are various course dates available throughout 2018. All courses run from 9am-1pm on the day specified.

Course Details
The foundation course provides training on all the elements essential in meeting the SFTR transaction reporting requirements including:

Background to the transaction reporting requirements
• Why regulators need transaction reports
• Reasons behind the changes in transaction reporting
• Headline changes

Transaction Reporting Basics
• Who is obliged to report
• Definition of execution of a transaction
• Reporting exemptions
• Reportable instruments

General Principals
• Trading capacity and impact on ‘buyer’/’seller’ fields
• Transmission of order – implications for buy-side
• Basic trading scenarios

Reference Data standards
• Instrument and underlying instrument identifiers
• Identification of organisations
• Identification of individuals

Field by field analysis

Systems & Controls over transaction reporting
• Legal obligation for firms to deliver complete and accurate transaction reports
• Reconciliation