SIFMA C&L Annual Seminar 2019 | Securities Industry and Financial Markets Association (SIFMA) | 24 March 2019 | JW Marriott, 5350 E Marriott Dr, Phoenix, AZ 85054, USA

In a special documentary feature celebrating the 50th anniversary of SIFMA’s C&L Annual Seminar, SIFMA General Counsel Ira Hammerman sat down with some of the most influential voices who have shaped the last five decades. The monumental evolution of the industry from the 1960s paperwork crisis to the 2008 financial crisis and beyond is an insightful journey for all. Watch and listen to their candid conversations and join us in this important and historic walk down memory lane.

Who should attend?
• In-House Counsel
• Chief Compliance Officers
• Senior Compliance Officers
• Chief Legal Officers
• General Counsels
• Senior Law Firm Partners
• Consultants
• Senior Regulators
• Heads of Regulatory Affairs

2019 Speakers

KEYNOTES:

Madeleine K. Albright
Chair of Albright Stonebridge Group, Albright Capital Management LLC

Jay Clayton
Chairman, U.S. Securities and Exchange Commission

Robert W. Cook
President and Chief Executive Officer, FINRA

FEATURED:

Stephanie Avakian
Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission

Kenneth E. Bentsen, Jr.
President and Chief Executive Officer, SIFMA

H. Rodgin Cohen
Senior Chairman , Sullivan & Cromwell LLP

Robert Colby
Chief Legal Officer, FINRA

Pamela Gibbs
Director, Office of Minority and Women Inclusion , U.S. Securities and Exchange Commission

Merri Jo Gillette
Deputy General Counsel, Edward D. Jones & Co, L.P.

Eric F. Grossman
Executive Vice President and Chief Legal Officer , Morgan Stanley

Ira D. Hammerman
Executive Vice President & General Counsel, SIFMA

Robert Khuzami
Deputy United States Attorney, United States Attorney’s Office, Southern District of New York

Morris Morgan
Senior Deputy Comptroller and Chief Operating Officer, Office of the Comptroller of the Currency

Steven Peikin
Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission

Brett Redfearn
Director, Division of Trading and Markets, U.S. Securities and Exchange Commission

Susan A. Schroeder
Executive Vice President and Head of Enforcement, FINRA

Sally Q. Yates
Partner, King & Spalding LLP

2019 Sponsors, Partners & Exhibitors

PRESIDENTIAL SPONSORS:
• Greenberg Traurig
• Quislex

DIAMOND SPONSORS:
• Allen & Overy
• Bressler Amery Ross
• Cravath
• Crowell Moring
• Davis Polk
• EY
• Fried Frank
• Kirkland & Ellis
• Morgan Lewis
• Paul Weiss
• Ropes & Gray
• S&C

PLATINUM SPONSORS:
• Accenture
• AlixPartners
• DLA Piper

GOLD SPONSORS:
• Cleary Gottlieb
• Deloitte
• Jones Day
• Moore&VanAllen
• Wachtell Lipton Rosen & Katz

SILVER SPONSORS:
• Cadwalader
• Clifford Chance
• Debevoise&Plimpton
• Goodwin
• GrantThornton
• King & Spalding
• KPMG
• Latham & Watkins
• Neal Gerber Eisenberg
• Norton Rose Fulbright
• Oliver Wyman
• Orrick
• Shearman & Sterling
• Sidley
• Skadden
• Star Compliance
• WilmerHale
• Winston & Strawn

BRONZE SPONSORS:
• Hogan Lovells
• Murphy & McGonigle
• O'Melveny
• Schulte Roth & Zabel
• SIAPartners

PREMIUM PATRONS:
• DrinkerBiddle
• KattenMuchinRosenman
• Maynard Cooper Gale
• McDermott Will & Emery
• Nardello & Co.
• SheppardMullin
• Snell & Wimer
• VedderPrice

EXHIBITORS:
• ACA Compliance Group
• Accenture
• AxiomSL
• Bates Group
• CellTrust
• Charles Schwab
• EY
• Fidelity Investments
• FIS
• Fits Consulting
• Global Relay
• Grant Thornton
• Hanzo
• Hearsay Systems
• IMS ExpertServices
• King & Spalding
• Micro Focus
• RegOps Software Solutions
• Nice Actimize
• PwC
• QuisLez
• regEd
• RRS
• SiaPartners
• Silo
• Star Compliance
• TD Ameritrade
• Veritone

SIFMA'S STRATEGIC PARTNERS:
• Broadridge
• Deloitte
• EY
• Fidelity Investments
• Google Cloud
• Hearsay Systems
• PwC
• Tata Consultancy Services