SIFMA Compliance & Legal Society Regional Seminar 2017 | Wilmer Cutler Pickering Hale | 1 November 2017 | Grand Hyatt, 109 East 42nd Street., New York, NY 10017, US
Venue
Grand Hyatt
Grand Hyatt, 109 East 42nd Street., New York, NY 10017, US
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| Event Date | Wed Nov 1 EDT (about 7 years ago) |
| Location |
Grand Hyatt
109 East 42nd Street., New York, NY 10017, US |
| Region | Americas |
Details
Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City on November 1 at the Grand Hyatt. This one-day seminar will feature presentations by leading securities regulators and industry professionals.
Topics will include:
• Corporate and Investment Bank Current Issues
• Current Issues in Wealth Management & Investment Advisory
• Washington Update
• Sales & Trading
• Hot Topics in Compliance
• Ethics
• Enforcement
• WilmerHale Partner Yoon-Young Lee will participate in a panel discussion on corporate and investment banks.
Speakers
2017 Speakers:
Yoon-Young Lee
Partner Chair, Broker-Dealer Compliance and Regulation Practice Group
Christian T. Kemnitz
Partner, Katten Muchin Rosenman LLP
James McDonald
Director, Division of Enforcement, U.S. Commodity Futures Trading Commission
Steven Schwartz
Executive Director, Global Head of Enforcement, CME Group
Sponsors & Partners
2017 Sponsors:
GOLD:
• McGuirre Woods
• Morgan Lewis
SILVER:
• Bressler Amery Ross
• EY Building a better working world
SPONSORS:
• BatesGroup
• Consilio
• Katten
• PriceMetrix
• SiaPartners
• Accenture
• Broadrigde
• Deloitte
• Fidelity
• Hearsay
• PWC