Sifma Operations Conference & Exhibittion 2023 | SIFMA | 15 May 2023 | JW Marriott Orlando, Grande Lakes, 4040 Central Florida Pkwy, Orlando, FL 32837, USA

For five decades, SIFMA's Operations Conference & Exhibition has gathered operations, technology, and regulatory leaders to drive forward industry-wide initiatives that helped shape the evolution of the U.S. capital markets.

join us to collaborate on mission-critical priorities, innovation, and operational efficiencies that power resilient markets today and into the future.

2023 Speakers

Laura Ryan
AMS Head of Wealth & Asset Management, ServiceNow

Jeff Rosen
Chief Operating Officer & Managing Director, Societe Generale

Michael Alexander
President, Wealth Management, Broadridge Financial Solutions Inc.

Stefanie Coleman
Partner, Workforce Advisory, EY

Daniel Crozier
Senior Vice President, Head of Capital Markets Operations, US Bancorp Investments, Inc.

Norman Eaker
Former Edward Jones General Partner for Administration

Art Thomas
Former Merrill Lynch Senior Vice President of Global Operations

Frank La Salla
President & CEO, DTCC

Graeme McEvoy
Head of Wholesale Operations, Wells Fargo

Tom Damico
Managing Director, Global Equities Operations, JPMorgan Chase & Co.

Debra Guarino
Managing Director, Regulatory Risk and Electronic Control, BNY Mellon | Pershing

Michele Hillery
General Manager of Equity Clearing and DTC Settlement Service, DTCC

Brian Steele
Managing Director, Global Markets Division, Goldman Sachs

Tonya Tyson
Chief Operations Officer, Truist Investment Services, Inc. and Truist Advisory Services, Inc.

Dr. Claus te Wildt
Senior Vice President, Capital Markets Strategy, Fidelity Investments

Thomas F. Price
Managing Director, Technology, Operations, and Business Continuity, SIFMA

Stephen C. Daffron
Chairman and Chief Executive Officer, BetaNXT

Alberto Jimenez
Vice President, Business Automation, IBM

Gary Chan
Managing Director, Digital & Platform Services, JPMorgan Chase & Co.

Thomas Peterffy
Chairman, Interactive Brokers

Danielle Gurrieri
Vice President Head of Product Management- Bank, Broker Dealer, Broadridge

Michelle Jackson
Global Managing Director, Client Engagement and Innovation, Broadridge Financial Solutions

Elizabeth Stephen
Customer Communications Strategist, Chameleon Collective

Jimmy Nilsson
Director Advisory & Implementation Services, Kyndryl

Robert Wallos
Financial Services Technology Strategist, Kyndryl

Nicholas J. Losurdo
Partner, Goodwin

Ellen Greene
Managing Director, Equity and Options Market Structure, SIFMA

Thomas Merritt
Deputy General Counsel and Chief Human Resources Officer, Virtu Financial Inc.

John Roeser
Managing Director and Chief Counsel of the Trading, Markets and Operations Legal Group, Charles Schwab

Katie Kolchin, CFA
Managing Director, Head of Research, SIFMA

Brock Arnason
Chief Executive Officer, Droit

Stephen Bruel
Head of Derivatives and FX Practice, Market Structure and Technology, Coalition Greenwich

Chris Farrell
Head of US and Global Head of Strategy, Finbourne Technology

Greta Lovenheim
Partner, Customer Data & Analytics, PwC

Shawn Quant
Managing Director, Chief Information and Operations Officer, Piper Sandler

Kelly Cornwell
Client Experience Journey Owner and Product Management, Vanguard

Craig Gurien
Director of Product Management, DTCC

Edward J. Leddy
Director, Bank of America

Evan Oliveaux
Vice President, Operations and Services, Fidelity Investments

Pardeep Cassells
Head of Securities and Claims Products, Access Fintech

Lou Rosato
Director, Blackrock

Russ Stamey
Senior Vice President, Asset Servicing, Northern Trust

Tracy Chou
Director of Securities, Go To Market, Swift

John Abel
Executive Director, Clearance and Settlement, Product Management, DTCC

Neeti Kataria
Executive Director – Head of Americas FICC Transformation, JPMorgan Chase & Co.

Mary Beth Law
Vice President, North American Capital Markets, Broadridge Financial Solutions, Broadridge

Adam Hirsh
Managing Director – Technology, EY

Thomas Giacalone
SVP, Global Head Broadridge Business Processing Outsourcing, Broadridge

Sumit Malhotra
CEO, Unqork Digital

RP Sandilya
Vice President, Business Development & Client Solutions, Wealth Management, Broadridge

Cindy Schreiner
Managing Director & Head of US Wealth Management Operations, Operational Transformation and Key Strategic Relationships, RBC Wealth Management

Jimena Acuna Smith
Counsel, Ropes & Gray LLP

Sean Graber
Partner, Morgan Lewis

Sandy Hauser
Senior Director, Edward Jones

Kevin Ehrlich
Managing Director, Asset Management Group, SIFMA

John Abel
Executive Director, Clearance and Settlement, Product Management, DTCC

Susan Crozier
Head of Securities Processing Solution, Capital Markets, FIS

Keith Evans
Executive Director, Canadian Capital Markets Association (CCMA)

Will Leahey
Head of Regulatory Compliance, BetaNXT

Justin Llewellyn-Jones
Head of Capital Markets, North America, Broadridge Financial Solutions Inc.

Roy Ben-Hur
Managing Director, Risk & Financial Advisory, Deloitte

Jennifer Peve
Managing Director, Global Head of Strategy and Innovation, DTCC

Thomas Sullivan
Managing Director, Societe Generale

Ale Vigilante
Vice President, Fintech & Emerging Businesses, Fidelity

Charles DeSimone
Managing Director, Technology and Operations, SIFMA

Thomas Cohen
Delivery Partner, Capital Markets, Endava

Mike Krolnik
Global SVP, Data Architecture, Endava

Darren Hodges
COO, Wealth Management and Investment Services, Sapience Analytics

Bradley Killinger
CEO and Director, Sapience Analytics

Kenneth E. Bentsen, Jr.
President and CEO, SIFMA

Thomas Pluta
President, Tradeweb Markets

Joseph L. Seidel
Chief Operating Officer, SIFMA

Saima Ahmed
Executive Vice President and General Counsel, SIFMA

Vic Chakrian
Senior Vice President, Financial Markets Infrastructure, Supervision Group, Federal Reserve Bank of New York

Mike Macchiaroli
Associate Director, Division of Market Regulation, SEC

Saliha Olgun
Deputy Chief, Market Regulation, and Interim Chief Regulatory Officer, MSRB

Grace Vogel
Managing Director, Financial Services Advisory, PwC

Bill Wollman
Executive Vice President, Head of Office of Financial and Operational Risk Policy, FINRA

Thomas F. Price
Managing Director, Technology, Operations, and Business Continuity, SIFMA

Joe Torre
Nine-Time MLB All Star, Former Manager of the New York Yankees, Hall of Famer and Author

Kenneth E. Bentsen, Jr.
President and CEO, SIFMA

James Reynolds, Jr., CFA
Chair, SIFMA Board of Directors, Chairman and Chief Executive Officer, Loop Capital Markets, LLC

Robert Walley
Principal, Financial Services, Deloitte

John Abel
Executive Director, Clearance and Settlement, Product Management, DTCC

John Ferrara
Vice President, Operational Strategy, Fidelity Investments

Louis J. Rosato
Director, Investment Operations Group, BlackRock

Brian Steele
Managing Director, Global Marketing Division, Goldman Sachs

Andres Choussy
SVP, Head of Training, Processing and Compliance, FIS

Christopher Thiebaut
Director, Corporate Actions, BlackRock

Ray Agoglia
Senior Manager, Capital Markets, EY

Lawrence Conover
Vice President, Operations and Services Group, Fidelity Investments

Jim Monahan
Head of North America Asset Servicing and Global Head of Asset Servicing Transformation, Citi

Michael Wood
Head of Asset Servicing Product Management, Broadridge Financial Solutions Inc.

Christina Young
Director, Operations, Charles Schwab & Co., Inc.

Thomas Wagner
Managing Director, Financial Services Operations, SIFMA

Todd Conklin
Deputy Assistant Secretary of the Treasury, Office of Cybersecurity and Critical Infrastructure Protection

Donald Koch
Cyber Supervisor, FBI Tampa Field Office

Erez Liebermann
Partner, Debevoise

Andrew Retrum
Managing Director, Protiviti

Katheryn Rosen
Managing Director, JPMorgan Chase & Co.

Kate Chatzopoulos
Global Head of Operations Strategy, Symphony

David Kirby
Executive Director, Head of Global Account Management and Americas Relationship Management, DTCC

Dina Masterpalo-Harris
Managing Director, Global Head of Market Operations, Client Experience, Citi

Afzal Memon
Vice President, Digital Innovation and Strategy, JPMorgan Chase & Co.

Aruna Parthiban
Senior Vice President, Business and Market Solutions, Goldman Sachs Asset Management

Elisa Nuottajarvi
Vice President, Asset Management Group, SIFMA

Abhijit Choudhary
Managing Director, Operations, Apollo

John Partenza
Vice President, Product Management, Broadridge

Bharat Sawhney
Partner, Sia Partners

Tracie Cleveland-Thomas
SVP, Digital Transformation Executive, Key Bank

Daryl Fink
Digital Strategy and Architect – Managing Director, KPMG

Marie Giangrande
Global Financial Services Lead, OutSystems

Kevin Samuels
Sr. Service Delivery Manager, OutSystems

Danielle Fair
Senior Manager, Sia Partners

Michael L. Vila, Esq.
Financial Crimes Advisory Leader - US, Sia Partners

Roy Ben-Hur
Managing Director, Risk & Financial Advisory, Deloitte

Gary Chan
Managing Director, Digital & Platform Services, JPMorgan Chase & Co.

Simon Letort
Director of Strategic Initiatives, Digital Asset

Thomas Sullivan
Managing Director, Societe Generale

Sam Farrell
Head of North America, Torstone Technology

Ankeet Dedhia
Industry Principal, Capital Markets Specialist, Amazon Web Services

John Joseph
Head of Engineering NOAM, Xceptor

David Pearson
Global Product Owner - Middle Office, Torstone Technology

Louis Rosato
Director, Investment Operations, Global Business Strategy and Relationship Management, BlackRock

Tom Chard
Chief Executive Officer, North America, FNZ

Tony Alam
Director, Kyndryl

Robert Toomey
Managing Director and Associate General Counsel, Capital Markets, SIFMA

Gary Chan
Managing Director, Digital & Platform Services, JPMorgan Chase & Co.

Laura Klimpel
General Manager, Fixed Income Clearing Corporation (FICC), DTCC

Bradley Ziff
Senior Advisor and Operating Partner, Sia Partners

Eileen Bejasa
Senior Vice President, WIM Brokerage Operations, Wells Fargo

Jon Firester
Managing Director, EY

Michael Herskovitz
Managing Director, Asset Management/Financial Management Technology, Prudential Financial

Peter Ryan
Managing Director, Head of International Capital Markets and Strategic Initiatives, SIFMA

Ramprasad Sandilya
Vice President, Business Development & Client Solutions, Wealth Management, Broadridge

Thomas Sullivan
Managing Director, Global Business Services, Societe Generale

Thomas F. Price
Managing Director, Technology, Operations, and Business Continuity, SIFMA

2023 Sponsors

PRESIDENTIAL:
• Beta NXT
• Broadridge

DIAMOND:
• FNZ

TITANIUM:
• Fidelity Investments
• Kyndryl

PLATINUM:
• IBM

GOLD:
• Deloitte
• DTCC
• EY
• FIS
• PwC

SILVER:
• InterLink
• Protiviti
• Torstone

SPONSORS:
• BNY MEllon
• Endava
• KPMG
• Market Axess
• OSTTRA
• Outsystems
• PAXOS
• Sapience
• ServiceNow
• SIA Partners
• Swift