SIFMA’s Anti-Money Laundering & Financial Crimes Conference 2020 | SIFMA | 5 February 2020 | Marriott Marquis, 1535 Broadway, New York, NY 10036, USA
Venue
Marriott Marquis
Marriott Marquis, 1535 Broadway, New York, NY 10036, USA
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| Event Date | Wed Feb 5 EST - Thu Feb 6 EST (almost 5 years ago) |
| Location |
Marriott Marquis
1535 Broadway, New York, NY 10036, USA |
| Region | Americas |
Details
SIFMA’s Anti-Money Laundering & Financial Crimes Conference brings together leading professionals from the securities industry, regulatory agencies and law enforcement to discuss current developments and priorities in the AML and financial crime space. Celebrating its 19th year, this is the only conference in the AML and financial crime space tailored to broker-dealers and other members of the securities industry.
Speakers
2020 Speakers
SPEAKERS:
Ira D. Hammerman
Executive Vice President & General Counsel, SIFMA
David S. Cohen
Partner, WilmerHale
Daniel Sankey
Global Financial Crimes Officer, Coinbase
Laura Richardson
Section Chief, Intelligence Division, Financial Crimes Enforcement Network (FinCEN)
MODERATORS:
Katrina A. Carroll
Executive Vice President and Chief Anti-Money Laundering Officer, LPL Financial LLC
Catherine (Cathy) A. LaFalce
Managing Director and Global Head of AML Compliance Risk Management, Markets and Banking, Citi
Sarah D. Green
Global Head of Financial Crimes Officer, Vanguard Group, Inc.
Meg Zucker
Global Anti-Money Laundering Head, RBC Capital Markets
Margaret Edmunds
Senior Vice President, Director of AML and Corporate Compliance, Baird
Daniel S. Ruzumna
Partner, Patterson Belknap Webb & Tyler LLP
James Fiebelkorn
Vice President and Global AML Officer, Ameriprise Financial Services Inc.
Elizabeth “Paige” Baumann
Senior Vice President, Chief Anti-Money Laundering Officer, Fidelity Investments
PANELISTS:
Satish M. Kini
Partner, Debevoise & Plimpton LLP
Justin Mendelsohn
Deputy Head of AML and Sanctions, Brown Brothers Harriman & Co.
Michael Rufino
Executive Vice President, Head of Member Regulation - Sales Practice, FINRA
Stephen J. Shine
Chief Regulatory Counsel, Prudential Financial, Inc.
John Fahey
U.S. Securities and Exchange Commission
Blake Snyder
Director, AML Investigative Unit, FINRA
Paul M. Tyrrell
Partner, Sidley Austin LLP
Stephanie L. Brooker
Partner, Gibson, Dunn & Crutcher
Jeffrey Harwin
Managing Director, Deutsche Bank
Elena Hughes
Executive Director, Head of AML - Institutional Securities Group, Morgan Stanley
Brock Miller
Senior Manager, Corporate Securities Review, Raymond James & Associates, Inc.
Carlyna Dowell
AML Compliance Manager, Avantax
Timothy Friedman
Director of Financial Investigations and Compliance Operations, Securities America
Thor Nelson
Director of AML and Anti-Fraud, Ameriprise Financial, Inc.
Dorothy Bennett
Managing Director – Global Sanctions Compliance, J.P. Morgan Chase & Co.
Brian Curtis
Global Head of Anti-Money Laundering, Pershing LLC, a BNY Mellon Company
Alexandre Manfull
SVP, Sanctions Intelligence and Analysis, Global Sanctions and Anti-Bribery & Corruption Compliance, Office of Foreign Assets Control (OFAC)
Jonathan Thomas
Head of Sanctions Group, Goldman, Sachs & Co.
Sponsors & Partners
2020 Sponsors
DIAMOND SPONSORS:
• Fiserv
• Refinitiv
• Schulte Roth & Zabel
PLATINUM SPONSORS:
• Debevoise & Plimpton
• Protiviti
• Sidley
GOLD SPONSORS:
• Gibson Dunn
• Steele
SILVER SPONSORS:
• Bates Group
• LexisNexis
• Navigant
STRATEGIC PARTNERS:
• Aws Financial Services
• Broadridge
• Deloitte
• EY
• FICO
• Fidelity
• FIS
• Google Cloud
• Hearsay Systems
• IBM
• PwC
• TATA Consultancy Services