SIFMA’s Compliance & Legal Annual Seminar 2021 | SIFMA | 20 July 2021 | Virtual
Venue
What is Qwoted?
Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.
| Event Date | Tue Jul 20 EDT - Thu Jul 22 EDT (over 3 years ago) |
| Location | Virtual |
| Region | All |
Details
Why You Should Attend:
• Discover What's New
• Earn CLE Credits
• Build Your Career
• Access On Demand
• Explore the Exhibit Hall
• C&L Explore
Speakers
2021 Speakers:
Robert W. Cook
President and CEO, FINRA
Stacey Friedman
Executive Vice President and General Counsel, JPMORGAN CHASE
Eric Grossman
Chief Legal Officer, MORGAN STANLEY
Carla Harris
Vice Chairman, Global Wealth Management and Senior Client Advisor , MORGAN STANLEY
Bari Havlik
Executive Vice President, Member Supervision, FINRA
Chris Lewis
General Counsel, EDWARD JONES
Michelle Oroschakoff
Managing Director, Chief Legal Officer, LPL FINANCIAL
Penny Pennington
Managing Partner, EDWARD JONES
Elad L. Roisman
Commissioner, SEC
Bari Havlik
Executive Vice President, Member Supervision, FINRA
Chris Lewis
General Counsel, EDWARD JONES
Michelle Oroschakoff
Managing Director,
Chief Legal Officer, LPL FINANCIAL
Penny Pennington
Managing Partner, EDWARD JONES
Elad L. Roisman
Commissioner, SEC
Sponsors & Partners
2021 Sponsors
DIAMOND:
• Allen and Overy
• Baker McKenzie
• Greenberg
• Morgan Lewis
• Ropes and Gray
PLATINUM:
• Bressler Amery and Ross
• Bryan Cave Leighton Paisner
• hearsay Systems
• KPMG
• Paul Weiss
• Protiviti
• Quislex
• Smarsh
GOLD:
• Davis Folk
• Debevoise & Plimpton
• FIS
• Jones Day
• Mayer Brown
• McGuireWoods
• Morningstars
• O' Melveny
• Shearman & Sterling
• Skadden
• Wilmerhale
SILVER:
• akerman
• Cleargy Gottlieb
• Freshfields
• Investorcom
• Milbank
• moore&VanAllen
• Muephy & McGonigle
• MCO
• Orrick
• Sidley
• Sillivan & Cromwell