Small Firm Conference 2023 | FINRA | 25 October 2023 | Santa Monica, CA

Venue
Santa Monica, CA

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Event Date Wed Oct 25 MDT - Thu Oct 26 MDT (about 1 year ago)
In your timezone (EST): Wed Oct 25 2:00am - Thu Oct 26 2:00am
Location Santa Monica, CA
Region Americas
Details

The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.