South Region Member Forum: Altanta 2018 | World FIRA | 18 October 2018 | The Whitley, a Luxury Collection Hotel, Atlanta Buckhead, 3434 Peachtree Rd. NE Atlanta, GA 30326, USA

Venue
The Whitley, a Luxury Collection Hotel, Atlanta Buckhead
The Whitley, a Luxury Collection Hotel, Atlanta Buckhead, 3434 Peachtree Rd. NE Atlanta, GA 30326, USA

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Event Date Thu Oct 18 EDT (about 6 years ago)
Location The Whitley, a Luxury Collection Hotel, Atlanta Buckhead
3434 Peachtree Rd. NE Atlanta, GA 30326, USA
Region Americas
Details

The South Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the South Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The seminar also includes thoughtful discussions around the future landscape of the financial services industry.

Speakers

2018 Speakers:

Thomas (Tom) Nelli
FINRA South Region

Aaron Lipson
U.S. Securities and Exchange Commission (SEC)

Kevin Rosen
Shutts & Bowen LLP

Haimera (Haime) Workie
FINRA Emerging Regulatory Issues

Scott Maestri
FINRA Dallas District Office

Jacob (Jake) Palmer
SWBC Investment Services, LLC

James (Jim) Webb
Cape Securities, Inc.

Joelle Morris
FINRA Dallas District Office

Stephen (Steve) Youhn
ProEquities

Blake Snyder
FINRA Anti-Money Laundering Investigative Unit (AMLIU)

Dawn Calonge
FINRA Boca Raton District Office

Chip Jones
FINRA Member Relations and Education

Thomas (Tom) Nelli
FINRA South Region

Yvette Panetta
FINRA Boca Raton District Office

Daniel (Dan) Stefek
FINRA Atlanta District Office

Erin Vocke
FINRA Dallas and New Orleans District Offices