The 10th Annual Focus Event on Registrant Regulation Conduct & Compliance 2017 | Food Safety & Regulation Canada | 2 May 2017 | Toronto, Canada

The 10th Annual Focus Event on Registrant Regulation Conduct & Compliance 2017 will be held in Toronto, Canada on May 2-3, 2017.
Be on top of Fintech, Cybersecurity, Best Interest Standards and CMRA’s Reforms. Are you ready?

Given the scope of the Fintech changes and the CSA proposals on best interest standards, this year is not the time to fall behind your implementation schedule. From best interest standards to the reform on mutual fund fees, the upcoming regulations are likely to leave you no time to play catch-up.

Hear from the top regulators in the country and stay on top of your compliance process.

Designed for all categories of registrant, take back to your office strategies to:

Improve your compliance culture
Enable your Fintech strategy
Implement AML amendments
Perfect your reporting under CRM2
Protect against cyber threats

Speakers for 2017

Benjamin Bernal Diaz
Director, Regulatory Compliance - Operational Risk and Governance | Global Risk Management – IT
SCOTIABANK

Tushar Pai
VP, Compliance and Chief Compliance Officer
STONEGATE PRIVATE COUNSEL

John Mountain
Director, Investment Funds & Structured Products
OSC

Prema K. R Thiele
Partner
BORDEN LADNER GERVAIS LLP

Andrew Ma
VP, Compliance
TIMBERCREEK ASSET MANAGEMENT

Pat Chaukos
Manager
ONTARIO SECURITIES COMMISSION

Alexander Daschko
Chief Compliance Officer & Chief Administrative Officer
CYGNUS WEALTH MANAGEMENT

Belle Kaura
Vice-President Legal and Chief Compliance Officer
THIRD EYE CAPITAL

Catherine M. Chamberlain
Head of Legal and Compliance
VANGUARD INVESTMENT

Brian Pynn
Chief Compliance Officer
ATB INVESTOR SERVICES

Dannielle MacDonald
Chief Compliance Officer
NICOLA WEALTH MANAGEMENT

David Balsdon
Chief Compliance Officer
HARVEST PORTFOLIOS GROUP INC.

Julie A. Clarke
Vice Chair
PCMA

Kevan Cowan
CEO
CAPITAL MARKETS AUTHORITY IMPLEMENTATION ORGANIZATION

Kevin Doherty
AVP Anti Money Laundering, Global Wealth and Insurance
TD WEALTH

Marie Claude Lepage
Chief Compliance Officer
BNY MELLON WEALTH MANAGEMENT

Martha Kane
Chief Compliance Officer
CAPITAL DIRECT

Matthew Irwin
Chief Compliance Officer
EWING MORRIS & CO. INVESTMENT PARTNERS

Michael Burns
Chair- Executive Committee
AIMA

Michelle Alexander
Vice President and Corporate Secretary
IIAC

Nadine Milne
Chief Compliance Officer
PORTLAND INVESTMENT COUNSEL

Paula Amy Hewitt
Senior Vice President
MACQUARIE CAPITAL MARKETS CANADA

Paula Amy Hewitt
Senior Vice President
MACQUARIE CAPITAL MARKETS CANADA

Rebecca Cowdery
Partner
BORDEN LADNER GERVAIS

Debra Thuet
Compliance Manager
NEST WEALTH

Debra Thuet
Compliance Manager
NEST WEALTH

Elizabeth King
Deputy Director - Compliance and Registrant Regulation
ONTARIO SECURITIES COMMISSION

Robert Young
Managing Principal
THE JERSEY COMPANY

Eric Adelson
Senior Vice-President, Legal; Head of Legal
INVESCO

Sandra Blake
Vice-President, Business Conduct Compliance
IIROC

Ronald K. Kosonic
Partner
BORDEN LADNER GERVAIS

Neville Joanes
Chief Compliance Officer
WEALTHBAR

Hugo Lacroix
Senior Director - Investment Funds
AMF

Jennifer Fiddian-Green
Partner
GRANT THORNTON LLP

John van Kralingen
VP, Sales & Client Management
UNIVERIS

Richard Binnendyk
Executive Vice President, Enterprise Wealth Management
UNIVERIS

Sponsors for 2017

Gold Sponsor:
univeris

Silver Sponsor:
The Jersey Company
Grant Thornton

Bronze Sponsors:
PureFacts Financial Solution
AUM LAW
FUNDAPPS