TSAM Regulations & Compliance 2019 | OsneyMedia | 3 September 2019 | Millennium Gloucester Hotel London Kensington, 4-18 Harrington Gardens, South Kensington, London SW7 4LH, UK

MiFID II, PRIIPs & GDPR implementation may have come and gone, but there’s no shortage of challenges. As well as working to improve processes around these and existing directives in the transition to BAU, managers face more challenges ahead. Undoubtedly, the extension of the Senior Managers & Certification Regime (SMCR) is keeping compliance practitioners awake at night; whilst the EU’s Securities Financing Transaction Regulation (SFTR) is also set to come in to play.

Then there’s the technology. It’s easy to get lost in the myriad of RegTech products that are available on the market, offering solutions to problems you never even realised you had. Selection, implementation & change management around this technology is key as compliance functions look to keep pace with the rest of the business in the digital age.

Key Topics Include:
• Impact of rising regulations on your operating model
• What are the key ingredients to create a best practice compliance division in 2019?
• Best practice for integrating risk management and compliance
• Where can you improve efficiency & enhance controls within compliance?
• Developing a technology oversight strategy
• Managing privacy risks in vendor arrangements
• What we have learned so far from the Senior Managers and Certification Regime

2019 Speakers

Kate Surala
Chief Compliance Officer, The Analyst Research LLP

Renata Hoes
Head of Compliance, Generali Investments

Soren Agergaard Andersen
Chief Risk Officer, Nordea Asset Management

Tim Ward
Director of Product & Marketing, StarCompliance

Richard Bain
Vice President, Head of Ethics Control Room & Incident Management Team

Wayne Lottering
Head of Central Compliance, Aviva Investors

Jarkko Syyrila
Head of Public Affairs, Nordea Wealth Management

Mandy Kirby
Director of Reporting Assessment & Accountability, Principles for Responsible Investment

Elinor Murray
Head of Compliance, Legg Mason

Chris Muyldermans
Counsel EU Affairs, KBC Group NV

Ida Levine
Steering Group, Interim Strategic Lead, Impact Investing Institute

Alan Blanchard
Country Head UK, Apiax

Jenny Ljunghammar
Head of Marketing Restrictions, Aosphere

Linda Thielová
Data Privacy Counsel, OneTrust

Dr. Roger Noon
Culture Change Consultant, HSBC

Alexander Culley
Chief Compliance Officer, EMEA and Asia, INTLFCStone

Elinor Gribben
Associate Director, Optima Partners

Arne Zeidler
Chief Executive Officer, Zeidler

Kunal Grover
Business Development Director, Zeidler

Gordon McHarg
Managing Director, AutoRek

Younus Khan
Pre-Sales Consultant, AutoRek

Murray Grainger
Chief Executive Officer, Impact on Integrity Group

Gilbert Cunningham
Head of Senior Management Regime, State Street

Uma Cresswell
CEO, Paradigm

Dan Ridler
Managing Director, BCS Consulting

2019 Sponsors

GOLD SPONSOR:
• Star Compliance

SILVER SPONSORS:
• Autorek
• OneTrust Privacy

BRONZE SPONSORS:
• Apiax

SPONSORS:
• Zeidler Group
• VoxSmart