2019 Regulation Best Interest Conference | FINRA | 18 December 2019 | Capital Hilton, 1001 16th St NW, Washington, DC 20036, USA
Venue
Capital Hilton
Capital Hilton, 1001 16th St NW, Washington, DC 20036, USA
What is Qwoted?
Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.
| Event Date | Wed Dec 18 EST (almost 5 years ago) |
| Location |
Capital Hilton
1001 16th St NW, Washington, DC 20036, USA |
| Region | Americas |
Details
FINRA’s Regulation Best Interest Conference is a one-day event designed to bring regulators, executives and industry practitioners together to learn more about Regulation Best Interest (Reg BI).Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
Every investor receives the basic protections they deserve:
• anyone who sells a securities product has been tested, qualified and licensed
• every securities product advertisement used is truthful, and not misleading
• any securities product sold to an investor is suitable for that investor's needs
• investors receive complete disclosure about the investment product before purchase.