Understanding Financial Products 2023 | Practising Law Institute (PLI) | 18 January 2023 | PLI New York, 1177 Avenue of the Americas Entrance on 45th Street New York, NY USA

This comprehensive program is especially helpful for those needing a primer on dealing with the more common financial investment products in the marketplace today. In addition to exploring individual financial products, there will be an in-depth assessment of what ESG priorities will look like in 2023. Analyze how the events of 2022, the evolution of social priorities, and governance transparency have impacted investment mandates.

Round out your understanding of financial products with an overview of what legal ethics issues attorneys should anticipate in the current environment of working remotely and appearing virtually. Also take an in-depth look at the legal ethics rules that are commonly in play with predesignated counsel.

2023 Speakers

CHAIRPERSON:

GuyLaine Charles
Founder, Charles Law PLLC

MODERATORS:

Duane M. Morikawa
Senior Vice President, Senior Counsel, Mitsubishi UFJ Trust and Banking Corporation

John M. Mbiti
Director and Counsel, Credit Suisse Asset Management, LLC

Tatyana L. Kleyman
Attorney, Jane Street Capital LLC

SPEAKERS:

Jon-Jorge Aras
Partner and the Chair of Securities Litigation, Warren Law Group

Tamika P. Bent
Senior Associate, Linklaters LLP

Tara E. Castillo
Partner & Finance Senior Associate, Alston & Bird LLP

Elizabeth Davis
Partner, Davis Wright Tremaine

Joseph A. Heyison
Of Counsel, Charles Law PLLC

Sabeena Ahmed Liconte
Chief Compliance Officer, ICBC Standard Securities Inc.

Duane M. Morikawa
Senior Vice President and Senior Counsel, Mitsubishi UFJ Trust and Banking Corporation

Garynn M. Noel
Assistant Legal Counsel, Foundry - a Digital Currency Group Company

Joshua Riezman
Incoming Managing Director and Head of U.S. Legal, GSR

Noelle H. Sproul
Senior Advisor, EKM Legal Consulting PLLC

Allison C. Yacker
Partner, Co-Chair of Investment Management and Funds, Katten Muchin Rosenman LLP

Vadim Avdeychik
Investment Management Attorney, Clifford Chance US LLP

Elizabeth Bieber
Counsel & and Head of Shareholder Engagement and Activism, Freshfields Bruckhaus Deringer US LLP

Jennifer S. Choi
Counsel and Senior Policy Adviser, Ropes & Gray LLP

Yves Denizé
Senior Managing Director & Division General Counsel, Nuveen, LLC

Tatyana L. Kleyman
Attorney, Jane Street Capital LLC

David Lourie
Vice President and Senior Counsel - Regulatory Affairs, Managed Funds Association

Duncan Murdoch
Chief Investment Officer, SilverBox Capital

Anthony R.G. Nolan
Finance and Derivatives Partner, K&L Gates LLP

Erin C. Ross
General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP.

Lawrence G. Wee
Paul, Weiss, Rifkind, Wharton & Garrison LLP

Cathy Yoon
Chief Legal Officer, MPCH / General Counsel, Fraction

Anne E. Beaumont
Friedman Kaplan Seiler & Adelman LLP

Theresa Brunsman
Vice President and Associate General Counsel , Nuveen, LLC

Anne-Karine Dabo
Vice President & Senior Counsel, Lloyds Banking Group

Rick Grove
Chief Executive Officer, Rutter Associates, LLC

Jamie Kocis
Kramer Levin Naftalis & Frankel LLP

Vivek Nayar
Senior Managing Counsel, Insight Investment

Anna T. Pinedo
Partner, Mayer Brown LLPristin A. Snyder / Partner, Debevoise & Plimpton LLP

Ellen M. Wheeler
Partner and Litigation Attorney, Foley & Lardner LLP