|Event Date||Thu Sep 9 EDT (10 months ago)|
The new UK prudential regime for investment firms (IFPR), which comes into force in January 2022, represents a significant change to how UK-domiciled MiFID investment firms will be regulated. Based on the EU Investment Firms Directive, and specifically designed for investment firms rather than systemically important banks, the IFPR introduces a broad range of new requirements for investment firms.
Participants will have the opportunity to learn about the IFPR’s requirements in key areas, including:
• Capital requirements (K-factors and the fixed overheads requirement).
• Liquidity requirements.
• The Internal Capital Adequacy and Risk Assessment (ICARA).
• Regulatory reporting.
Associate Chief Counsel Securities Regulation, ICI Global
Senior Professional Support Lawyer, Linklaters LLP
Counsel, Linklaters LLP
Partner, Linklaters LLP