US RegTech Forum 2020 | FinTech Global | 31 March 2020 | etc.venues, 360 Madison Ave, New York, NY 10017, USA

Based on demand from our network of senior compliance, risk and information security leaders in the US
we are bringing the largest RegTech event in the world to New York!

Join us at the leading US event for RegTech Leaders & Innovators
• 350 Senior-level delegates
• 50+ CCOs, CTOs, MDs & Directors from financial institutions
• 150+ Heads of compliance, innovation, technology, risk management & cybersecurity
• 100+ CEOs and founders of the world’s most innovative RegTech companies
• 50+ Senior-level industry advisors with proven deal advisory or execution expertise
• Regulators, investors and innovation leaders from around the world

Address the regulatory issues that affect every financial institution:
• PSD2, MiFID II, Basel III, GDPR, Solvency II, AIFMD, MAR, SFTR, SM&CR
• KYC, AML, CDD, Fraud, Financial crime, Conduct compliance
• Onboarding, Identity Verification, Cybersecurity, Risk Management
• Dealing with the challenges of regulatory change
• Understanding the impact of innovation on the compliance function
• Identifying the right solutions providers and partners
• Partnering between financial institutions and RegTech companies

Connect with the shapers of the future of RegTech

The US RegTech Forum will be the highest impact RegTech event in the US of 2020 if you want to:
• Connect with the most senior individuals in the RegTech industry
• Understand what regulators plan to do to support RegTech in their jurisdictions
• Get the complete picture on what RegTech, RiskTech and Cybersecurity solutions are on offer.
• Learn from experts how to identify and implement the right solutions for your organization.
• Get your product or service in front of senior decision-makers from active FIs
• Engage with investors from venture firms, banks and asset managers

2020 Speakers

Mitzie Pierre
US and Canada Chief Compliance Officer, IFM Investors

Mark Zilberzweig
Senior Vice President - Chief Compliance Officer, Israel Discount Bank of New York

Anne Higgins
Senior Vice President – Head of Regulatory Engagement (Technology & Finance), Wells Fargo

Roni Mizrahi
Head of Technology Risk and Regulatory Management, Barclays Investment Bank

Melissa Murphy
Senior Manager, Head of US Regulatory Technology, Scotiabank

Thomas Messina
Head of International AML Compliance, Monitoring, Risk Assessment, and Model Testing and Tuning, BNY Mellon

Caroline Pham
Deputy Head of Global Regulatory Affairs, Citigroup

Aaron Wolf
Deputy Head of Anti-Financial Crime, Americas, Deutsche Bank

Kavita Jain
Director, Office of Financial Innovation, Finra

Karen Elinski
SVP Government Relations and Public Policy, Wells Fargo

Chris Debrusk
MD, Head of Transformation, BNYMellon

Ivy Dai
Chief Compliance Officer, First Commercial Bank

Melissa Macgregor
Managing Director and Associate General Counsel, SIFMA

Ronald Filler
Professor Emeritus, New York Law School

Patricia Sullivan
Managing Director, Global Co-head, Financial Crime Compliance, Standard Chartered Bank

Jacqueline Molnar
Chief Transformation Officer and Global Head of Compliance, Western Union

Deborah Price
Bank Regulatory Compliance Executive

Andrew Smith
Director, Bureau of Consumer Protection, Federal Trade Commission

Joseph Lodato
MD, Global Head of Compliance Surveillance and Technology, Guggenheim Partners

Scott Burke
Regulatory Product Manager, Rimes

Nick Cook
Director of Innovation, Financial Conduct Authority

Devin Redmond
Co-founder and CEO, Theta Lake

Brian Clark
Founder and CEO, Ascent

2020 Sponsors and Partners

• Ascent
• Rimes
• Theta Lake
• Beam
• Red Oak
• En-Veil
• BAI
• Mirror Web
• Chainalysis
• MCO
• Palturai
• KYC2020
• Behavox