US Regulation for European Investment Firms 2017 | Infoline - an Informa Connect business | 24 May 2017 | London, United Kingdom
Venue
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| Event Date |
Wed May 24 BST - Thu May 25 BST (over 7 years ago)
In your timezone (EST): Wed May 24 12:00am - Thu May 25 12:00am |
| Location | London, United Kingdom |
| Region | EMEA |
Details
Key Reasons for Attendance:
This is truly a unique opportunity to hear from US regulators on policy developments affecting your firm. With the SEC, NFA and DOJ in attendance and a line-up of unrivalled regulatory lawyers, this is a one-stop-shop for understanding and helping you comply with US regulations.
Key Sessions:
SEC Policy And Supervision Update
NFA Update
Fund Marketing and Distribution Regulatory Update
Key Themes:
Hear about changes brought about by the new administration
Understand what you will need to do differently to comply with US regulation
Practical approaches to reporting and evidencing compliance
Speakers
John Adams
Partner
Shearman & Sterling
Speaker Confirmed
Manager
FBI
Patricia Cushing
Director of Compliance
National Futures Association
Jérôme de Lavenère Lussan
CEO
Laven Group
Laura Friedrich
Partner
Shearman & Sterling
Peter Green
Partner
Morrison & Foerster
Carolyn Jackson
Partner
Katten Muchin Rosenman
Jane Jarcho
Deputy Director
Securities and Exchange Commission
Jeremy Jennings-Mares
Partner
Morrison & Foerster
Lilian Perez
Supervisory Special Agent
FBI
Michael Tannenbaum
Partner
Tannenbaum Helpern Syracuse & Hirschtritt
Regina Thoele
Senior Vice President
National Futures Association
Sponsors & Partners
No indicated event sponhsors in their website.