XLoD Global 2022 - London | 1LoD | 15 November 2022 | etc.venues 133 Houndsditch, 133 Houndsditch, London EC3A 7BX

This event will take place in-person for the very first time. It presents the greatest opportunity for senior leaders working in the 3 lines of defense to benchmark their practice against other institutions, whilst understanding what best practice in the industry looks like.

As financial institutions are struggling to stay ahead of change, even with the 3 lines of defense model and sophisticated layers of checking, monitoring, assurance and challenge, understanding the importance of collaboration between the 3 lines is more crucial than ever. Yet, what collaboration looks like is still uncertain. It provides an unparalleled opportunity to increase your knowledge and network with your peers in the 3 lines of defense globally.

2022 Speakers

CLIFFE ALLEN
Managing Director of Examinations for OTC Derivatives, National Futures Association (NFA)*

Alasdair Amos
Head of Market Surveillance Strategy and Optimisation, Barclays

Alan Au
Executive Director, Banking Conduct, Hong Kong Monetary Authority

Jonathan Bateman
Group Head of Surveillance Strategy & Operating Model, HSBC

Jamie Bell
Head of Secondary Market Oversight, Financial Conduct Authority (FCA)

Paul Berry
Head of Supervision, MSS, Citigroup

Toby Billington
Managing Director, ICG Risk and Controls, Citigroup

Oliver Blower
Group CEO, VoxSmart

David Breen
Global Head of IB Business Risk Management,, UBS

Shell Bridgman
Salas Manager , VoxSmart

Andrew Brodie
Managing Director, Global Head GM Business Controls, Bank of America

Malcolm Brooke
Managing Director, Group Chief Controls Officer, Barclays

Mark Brotherton
Economic Crime Prevention, Lloyds Banking Group

Gavin Brown
Managing Director, Global Head Resilience, Standard Chartered Bank

Rebecca Butler
Head of Group Surveillance, NatWest Group

Craig Butterworth
Chief Commercial Officer, Droit

Alexandra Chesterfield
Head of Behavioural Risk, Group Internal Audit, NatWest Group

Faiyaz Chowdhury
Managing Director, Global Head of Wholesale Bank Compliance Assurance, ING

David Churton
Managing Director, Global Head of Oversight for Compliance & GFC, Morgan Stanley

Steve Clark
Executive Director, Global Head of Trade Surveillance, Morgan Stanley

Paul Clulow-Phillips
Managing Director, Global Head of Surveillance, Société Générale

Michael Coats
Chief Technology Officer , TradingHub

Aranzazu Colino
Director, Conduct & Compliance Audit, Santander UK

Marie-Christine Crewe
Managing Director, Global Head of Monitoring, Surveillance & Controls, UBS

Dominic Cummings
Former Chief Adviser to the Prime Minister of the United Kingdom

Nick Curle
Chief Audit Executive, NatWest Group

Paul Denton
EMEA Head of Compliance Surveillance, BNY Mellon

Bob Dhillon
Managing Director, Head of EMEA Operational Risk, Citigroup

Cameron Dick
Managing Director, Chief Operating Officer, Treasury and Trade Solutions APAC, Citigroup

Chris Dickens
Managing Director, Head of Non-Financial Risk for Markets & Securities Services, HSBC

Karen Edwards
Managing Director, Business Risk Executive Global Markets EMEA, State Street

Steve Evenden
Chief internal Auditor, Nationwide Building Society

Nigel Every
Director, Protiviti

Sarah Fairman
Managing Director, Head of Audit, Data & Analytics, London Stock Exchange Group

Steve Farrell
ESG Audit and Assurance Partner, Deloitte

Marcus Fleck
Department Head, Risk Coordination Unit Capital Markets, DZ BANK AG

Felix Flinterman
Head of Capital Markets & Data Supervision, The Dutch Authority for the Financial Markets (AFM)

Paul Ford
Founder & Chief Executive Officer, Acin

Niki Fotheringham
Managing Director, Global Head of Surveillance, HSBC

Cromwell Fraser
Head of Financial Markets Compliance Sales , NICE Actimize

Nicole Frew
Executive Vice President & Chief Compliance Officer, Scotiabank

Simon Friend
Head of Surveillance, Europe and Asia Pacific, RBC

Phil Fry
Vice President, Financial Compliance
Strategy, Verint

Lee Garf
General Manager, Compliance, NICE Actimize

Leila Gomes
Managing Director, EMEA Head of Business Resilience, Nomura International

Simon Goodwin
Chief Compliance Officer, Europe and APAC, RBC

David Griffiths
Director, Regulatory Affairs, Eventus

Philippe Guillot
Director of Markets , Autorité des Marchés Financiers (AMF)

Robert Hammond
Global Head of Front Office Conduct Surveillance , BNP Paribas

Hina Haque
Managing Director, HSBC

Tom Hardin
The lead FBI informant at the heart of the Galleon Group insider trading scandal, Tipper X Advisors

Dermot Harriss
Senior Vice President- Regulatory Solutions, OneTick

Dominic Hirons
Managing Director, EMEA Chief Compliance Officer, Citigroup

Michael Hodnett
Managing Director, Global Head of Capital Markets Surveillance, Société Générale

Jeffrey Hogan
Senior Managing Director, Fenics Market Data

Gus Holloway
Managing Director, Deputy Chief Internal Auditor, MUFG

Rob Houghton
Founder, Insightful Technology

Imtiaz Hussain
Managing Director and Deputy Chief Auditor, BNY Mellon

Rafik Ishani
Operational Resilience Assurance Lead, Deloitte

Jacqueline Joyston-Bechal
Managing Director, Conduct, Compliance and Operational Risk, J.P. Morgan Chase

Eskander Kaabachi
Managing Director, COO, Global Head of Governance, Risk and Controls, Institutional Client Group, Global Markets, HSBC

Anthony Kennedy
Audit Director, Finance, Risk & People, Group Audit, Lloyds Banking Group

Graham Kent
Managing Director, Deputy Group Chief Compliance Officer, Deutsche Bank

Jeremy Kirk
Managing Director, Divisional Control Officer, IB, Deutsche Bank

Dan Klein
Commercial Director, SteelEye

Tina Knights
Managing Director, Global Head Financial Crime Surveillance Operations, Standard Chartered Bank

Deepa Krishnamachari
Associate Director, Protiviti

Jon Kroeper
Executive Vice President, Quality of Markets,, FINRA

Fahreen Kurji
Chief Customer Intelligence Officer, Behavox

Marie Lauri
Managing Director, Chief Data Office - Head of Data Risks and Controls & Regional Data Officer, Deutsche Bank

Nick Leeson
'The Original Rogue Trader', Former Barings Trader

Satnam Lehal
Chief Compliance Officer, Danske Bank

Antonia Lester
Chief Operating Officer for Investment Banking & Capital Markets – EMEA, Credit Suisse

Tom Lewis
Chief Internal Auditor, Barclays Bank UK

Yasmine Li
Head of EMEA Surveillance, Macquarie Group

Shelly Liposky
Managing Director & Global Head Business Risk and Solutions, BMO Capital Markets

Steve LoGalbo
Director, Product Management, Financial Markets Compliance Division, NICE Actimize

Nick Lovett
Managing Director, Chief Controls Officer and Regulatory COO for Global Investment Bank, Credit Suisse

Duncan Mackinnon
Executive Director for Supervisory Risk Specialists, Bank of England

Stephen Magora
Managing Director, Global Head of Data & Digital Labs in Compliance, Credit Suisse

Golam Mainuddin
Managing Director, Global Head of Surveillance, Barclays

Justin Malta
Partner, Global Trusted Leader, KPMG

Farah Mansoor
Global Head of Markets Controls-Corporate and Investment Bank (CIB), Wells Fargo

Stephen Mascall
IB Controls & Regulatory COO, EMEA, Credit Suisse

Rob Mason
Global Regulatory Lead, Relativity

John McGinn
Managing Director, Global Head of Compliance Surveillance, Deutsche Bank

Natalie McManus-Barnett
Chief of Staff, ICG Independent Compliance Risk Management (ICG ICRM), Citigroup

Rajeev Mehta
Managing Director, UK Head of Chief Controls Office, Société Générale

Miki Mellegard
UK/ EMEA Head of Surveillance & Global Head of Product Risk & Strategy, Deutsche Bank

Birthe Mester
Managing Director, Global Head of Performance, Engagement & Culture, Deutsche Bank

Roger Miles
Faculty Lead, UK Finance Conduct and Culture Academy; author of Culture Audit in Financial Services

Stuart Moss
EMEA Head of Surveillance, Credit Suisse

Goutam Nadella
Chief Product Officer, Smarsh

Es Nelson-Jones
Head of Compliance and Conduct, NatWest Group

Lucas Ocelewicz
Partner, Risk Consulting- Wholesale Conduct, KPMG

Robert Ottey
Managing Director, Regional Head of Audit, Europe & Americas, Africa & Middle East, Standard Chartered Bank

Sriram Padmanabhan
Chief Auditor – Europe, Middle East & Africa (EMEA), Citigroup

Nitesh Patel
Group head of Operational Risk, Lloyds Banking Group

David Percival
Global Head of Market Surveillance Operation and Oversight, Barclays

Gwenda Phillips
Chief Risk Officer, SC Ventures; Global Head Crypto Asset Risk Management, Standard Chartered Bank

Michael Plumbridge
Managing Director, Head of Regulatory Compliance, ICBC Standard Bank

Jayaraj Puthanveedu
Managing Director, Global Head of Operational Risk/ Resilience, Cyber and Technology Risk, BNP Paribas

Mirea Raaijmakers
Former Global Head Behavioural Risk Management, ING

Simeon Roberts
Global Head of Transaction Monitoring, Barclays

Joseph Rondinelli
Managing Director, Business Controls, J.P. Morgan

Greg Ruppert
Executive Vice President, Member Supervision, FINRA

Sophie Rutherford
Managing Director, EMEA Head of FX Business Risk, State Street

Sacha Sadan
Director of Environment Social and Governance, Financial Conduct Authority (FCA)

Ruchi Saggar
Managing Director, Internal Audit – Head of Commodities and Global Markets Audit, Macquarie

Mark Satterthwaite
Managing Director, Chief Compliance Officer, Europe, Citigroup

Hana Searson
Managing Director, Global Head of Culture Change, Citigroup

Chandrra Sekhaar
Managing Director, Head of Internal Audit Department - Europe, Mizuho Bank

Sanjay Sharma
Managing Director, Global Head Equities, GFX and Global Debt Markets Compliance, Co – Chair of European Compliance D&I Network, HSBC

Nader Shwayhat
Global head, Bloomberg Integrated Compliance, Analytics, and Directory Solutions, Bloomberg

Peter Simpson
Product Owner, ONETICK

Vandana Siney
Managing Director, Chief Compliance Officer, Barclays UK

Liam Smith
Head of Market Supervision, London Stock Exchange

Matt Smith
Chief Executive Officer, SteelEye

Roz Smith
Head of Strategy & Change, Markets & Securities Services Non Financial Risk & Global Head of Non Financial Risk, Securities Services, HSBC

Ruth Steinholtz
Author of 'Ethical Business Practice and Regulation' and Managing Partner, AretéWork

David Strachan
Partner and Head of the EMEA Centre for Regulatory Strategy, Deloitte

Patricia Sullivan
Head of Financial Crime Business Control & Oversight for IB and CB, Deutsche Bank

Dr Rimma Teper
Senior Director, Behavioural Scientist, Internal Audit, RBC

Miten Trivedi
Managing Director, Head of Global Markets Compliance, EMEA, Goldman Sachs

Chris Tucker
Managing Director, Global Head of Digital Assets Risk Management, Citigroup

Adam Tyrrell
Senior Vice President, CEO, State Street Trustees Limited

Dan Veale
Managing Director, Global Head of Surveillance, ICG, Citigroup

Arden Vega
Global Head Compliance Financial Markets/Bank Treasury, ING

Alex Viall
Director, Regulatory Intelligence, Global Relay

Christopher Wallace
Assistant General Counsel, Bank of America

Chelsea Wallace
Global Head of Reputational and Sustainability Risk, Standard Chartered Bank

Ugne Willard
Global Head of Communications Surveillance, Barclays

Bill Winters
Chief Executive Officer, Standard Chartered Bank PLC

Nicholas Woods
Chief Controls Officer, Nationwide Building Society

Seb Wren
Sales Manager, VoxSmart

Greg Yanco
Executive Director, Markets, Australian Securities and Investments Commission (ASIC)

Chit Ghee Yeoh
Chief Internal Auditor, Metro Bank

Michelle Yogarajah
Managing Director, Head of Global Markets Supervision & Business Regulatory Initiatives, TD Securities

Richard Ziegenbalg
Global Head of Surveillance, BNY Mellon

2022 Speakers

LEAD SPONSORS:
• BEHAVOX
• Bloomberg
• Deloitte
• Intelligent Voice VERINT
• KPMG
• NICE ACTIMIZE
• ONE TICK
• protiviti
• smarsh
• SOTERIA
• SteelEye

CO SPONSORS:
• acin
• EVENTUS
• Operational Loss Intelligence
• Relativity Trace
• THETALAKE
• VoxSmart

ASSOCIATE SPONSORS:
• ACA
• appian
• droit
• Fenics Market Data
• globalRELAy
• LEAD XPERT
• proofpoint
• shield
• TradingHub