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Event Date |
Wed Nov 15 GMT - Thu Nov 16 GMT (about 1 year ago)
In your timezone (EST): Tue Nov 14 7:00pm - Wed Nov 15 7:00pm |
Location |
TBA
Central London |
Region | EMEA |
It is the world’s largest event dedicated to Managing Directors, Directors and Heads of Functions leading the following non-financial risk functions at financial institutions:
• 1st Line risk and control functions
• Compliance
• Internal audit
• Market abuse surveillance
• Conduct surveillance
• ESG risk
• Operational risk and resilience
• Culture and conduct
• Data
• Digital assets risk
2023 Speakers
CLIFFE ALLEN
Managing Director, OTC Derivatives, National Futures Association (NFA)
Charlie Beauchamp
Managing Director, Head of Reputational Risk - ICG, Citigroup
Jamie Bell
Head of Secondary Market Oversight, Financial Conduct Authority (FCA)
Paul Berry
Head of Supervision, MSS, Citigroup
Simon Brady
Editor, 1LOD
David Breen
Global Head of IB Business Risk Management,, UBS
Mark Carawan
Former Group Chief Compliance Officer, Citigroup; and Senior Advisor, 1LOD
Sally Clark
Board Member, Metro Bank and Former Chief Internal Auditor, Barclays
Marcus Fleck
Department Head, Risk Coordination Unit Capital Markets, DZ BANK AG
Sheree Howard
xecutive Director, Risk & Compliance Oversight, Financial Conduct Authority (FCA)
Darren Jarvis
Managing Director, Chief Administrative Officer, ICG, Citigroup
Jeremy Kirk
Managing Director, Divisional Control Officer, IB, Deutsche Bank
Tom Lewis
Chief Internal Auditor, Barclays Bank UK
Farah Mansoor
Former Managing Director, Global Head of Markets Controls-Corporate and Investment Bank (CIB), Wells Fargo
Mary McNiff
Managing Director, Chief Operating O, Institutional Clients Group, Citigroup
Dr Roger Noon
Senior Moderator, 1LoD
Andrew Otter
Manager of the Culture and Remuneration team within ESG, Financial Conduct Authority (FCA)
Laura Padovani
Group Head of Compliance, Deutsche Bank
Dimitrios Papathanasiou
Head of Global Funding Concentration and International Treasury Risk, Credit Suisse
Victoria Pinnington
Senior Vice President, Market Regulation and Co-Chair, Transition Management Office, New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA
Joseph Rondinelli
Managing Director, Business Controls, J.P. Morgan
Vandana Siney
Managing Director, Chief Compliance Officer, Barclays UK
The Rt Hon Elizabeth Truss
Former Prime Minister & Member of Parliament of the United Kingdom
Suzy White
Global COO, Global Banking and Markets, HSBC
Michelle Yogarajah
Managing Director, Head of Global Markets Supervision & Business Regulatory Initiatives, TD Securities
2023 Sponsors
LEAD SPONSORS:
• Deloitte
• ION
• Eventus
• NiceActimize
• OneTick
• Smarsh
• SteelEye
CO-SPONSORS:
• Behavox
• Veritas
• Intelligent Voice Verint
ASSOCIATE SPONSORS:
• Droit
• Global Relay
• Leap Xpert
• Nasdaq
• Shield
• TradingHub