XLoD Global 2024 - New York | 1LoD | 11 June 2024 | Pier Sixty, Pier 60, 60 Chelsea Piers, New York, NY 10011

Thisis the world’s leading event for over 500 executives managing non-financial risks including Heads of 1st Line Risk & Control, Chief Risk Officers, Chief Compliance Officers, and Heads of Internal Audit at the world’s largest banks.

The event is attended by industry leaders in charge of managing non-financial risk and compliance at the world’s systemically important financial institutions and their regulators. Participant attend to debate the latest emerging risks, regulatory expectations and best practice across topics including regulatory risk, market abuse, employee mis-conduct and their firms culture as well as leveraging technology in automation (RPA), data analytics and ML / AI.

Who is XLoD Global for?
This is the world’s leading event for practitioners managing non-financial risks at the world's largest banks. Attendees will join Managing Directors, Directors & Heads of:

• COOs and Business Managers (Front Office), Chief Control Officers, Divisional Control Officers, Managing Directors, Directors, Head of: Front Office Risk and Control, Business Unit Risk Management, Business Risk Controls, Supervision, Risk/Risk Assessment, Control Testing, Market Abuse,1st Line Surveillance Functions, Culture & Conduct

• Chief Compliance Officers, Chief Risk Officers, Chief Data Officers, CISOs, Managing Directors, Directors, Head of: Compliance, Compliance Testing / Compliance Monitoring, Control Assurance, Compliance Advisory, Risk Technology, Operational Risk, Surveillance / Compliance Surveillance, Market Abuse Surveillance Functions, Governance, Legal, Financial Crime, Regulatory Risk, Resilience Risk, BCP, Third Party Risk Management, Cyber, ESG risk, Data, Data Analytics, Cloud Adoption, Innovation, AI

• Chief Internal Auditors, Managing Directors, Directors & Heads of Internal Audit, Heads of Financial Crime Internal Audit, Governance and Control Audit, Compliance Audit, Regulatory Audit, Change Audit, Risk Audit, Culture & Behavioural Audit

What can you expect when you attend?
• Insights into how the world's leading institutions are overcoming the biggest challenges & risks facing you right now
• New relationships with global peers and a network of contacts within the world’s systemically important financial institutions and regulators
• Actionable ideas that can be implemented in your organisation
• A preview of where regulatory requirements are headed in the future
• The ability to identify ways to increase efficiency and leverage optimisation within your institution
• Discoverable ways your institution can take a more intelligent approach to the identification and management of non-financial risk
• Benchmark your non-financial risk practices against your peers
• Knowledge by hearing from and interacting with your peers leading the risk and control functions
• Insights from pre-booked interactive roundtable discussions on the issues that matter to you and gain in depth information on how your peers are tackling them
• The latest technological and strategic thinking from the leading consultants and technology vendors serving this sector

2024 Speakers

Abhinav Aggarwal
Managing Director, Head of Controls, Citigroup

Farhan Amin
Managing Director, Global Head of Markets Business Control Management, Wells Fargo

Nikhil Awasthi
Managing Director & Global Head of Institutional Trade Monitoring, Regulatory Reporting, Supervisory Controls Technology, Morgan Stanley

Bala Ayyar
Managing Director - Regulatory, Office of the Group COO, Societe Generale

Danielle Bartolomei
Managing Director, Compliance and Operational Risk, JPMorgan Chase

Robert Benjamin
Managing Director, Head of Front Office Trade Surveillance, Truist Securities

Dominique Benz
Managing Director, Head of Business Controls, Mizuho Americas

Rajiv Bhattacharya
Managing Director, Head of Governance and Controls, Scotiabank

David Blunt
Consultant, 1LoD

Andy Cadel
Managing Director, Chief Privacy Officer, Head of Technology and Data Compliance, Morgan Stanley

Joseph Campione
Managing Director, Global Head of Communications Surveillance for CIB, Int’l, CB and TMPS, Wells Fargo

Andre Caraballo
Managing Director - Operational Risk , Macquarie

Joanne Cash
Head of Control Management for Operations and Investment Services, BNY Mellon

Suprio Chaudhuri
Chief Compliance Officer for Americas, Natixis

Sonia Chowdhury
Regulatory Solution Sales Subject Matter Expert, SteelEye

Ed Clementi
Managing Director, Global Head of ICG Risk and Control, Citigroup and Founder & CEO, InspiredFire LLC

Bill Colacicco
Managing Director - Head of Global Markets Risk & Controls, MUFG

Paul Cottee
Director, Subject Matter Expert, NICE Actimize

Steven Cranwell
Chief Executive Officer, Americas, Standard Chartered Bank

Rajeev Dave
Former Managing Director, Head of Surveillance, Sumitomo Mitsui Banking Corporation

Alex de Lucena
Director of Product Strategy, Shield

Mandy DeFilippo
Managing Director, COO Legal & Compliance, Risk and Operations, Citadel Securities

Dan Devroye
Managing Director, Head of Control, Strategy and Innovation, Global Security, JPMorgan Chase

Nick Diieso
Managing Director, Global Head of Operational Risk – Markets, Citigroup

Stephen Ditaranto
Managing Director, Global Head of Capital Markets Surveillance, RBC

Sean Dusseau
Managing Director - Global Capital Markets Compliance, Scotiabank

Chris Ferrara
US Head of Surveillance and Monitoring, Credit Agricole

Patricia Flynn
Managing Director, Global Head Market Surveillance, State Street Global Markets

Niki Fotheringham
Managing Director, Global Head of Surveillance, Bank of America

Shahid Ghaloo
Strategy & Consulting Principal Director, Accenture

Marc Gilman
General Counsel & Vice President of Compliance, Theta Lake

Greg Gist
Managing Director, Business Continuity and Resilience, DTCC

Cida Goncalves
Managing Director, Chief Controls Officer for the Americas, Investment Bank and IHC, Barclays

Alex Guest
Managing Director, US Head of Controls, Scotiabank

Aengus Hallinan
Managing Director, Chief Operational Risk Officer and CRO Securities Services & Digital, BNY Mellon

Craig Handyside
Managing Director - Head of Internal Audit, Americas, Standard Chartered Bank

Tom Hardin
The lead FBI informant at the heart of the Galleon Group insider trading scandal, Tipper X Advisors

Yvette Hollingsworth Clark
Executive Vice President & Global Chief Compliance Officer, State Street

Jonathan Hummel
Chief Risk Officer, Americas, Deutsche Bank

Uday Kamath
Chief Analytics Officer, Smarsh

Mathias Kramer
Managing Director, Global Head Compliance Information Controls Group, Morgan Stanley

Jon Kroeper
Former Executive Vice President, Equities & Fixed Income Surveillance, FINRA

Scott Levine
Principal, Capital Markets Non-Financial Risk Lead, PwC

Sasha Lewis
Managing Director, Head of Operational Risk – Americas, UBS

Jeff Loeb
Managing Director, Global Head of Communications Surveillance & Americas Head of Surveillance, Deutsche Bank

Steve LoGalbo
Director, Product Management, Financial Markets Compliance Division, NICE Actimize

Tim Lutz
Managing Director, Compliance Data, Innovation and Technology, State Street

Rob Mason
Director, Regulatory Intelligence, Global Relay

Lindsay Moilanen
Assistant Director, Enforcement, U.S. Securities and Exchange Commission (SEC)

Lida Nedell
Managing Director, Technology Risk Management, BNY Mellon

Lisa Nedell
Managing Director, Technology Risk Management, BNY Mellon

Mihaela Nistor
Chief Risk Officer and Head of Risk Group, Federal Reserve Bank of New York

Dr. Roger Noon
Senior Moderator, 1LoD

Claire O’Sullivan
Vice President, Regulatory Advisor and Stakeholder Engagement, FINRA

Rupal Patel
Co‑Head of Business Development, Acin

Alex Posharow
Managing Director, Americas Head of Monitoring, Surveillance and Controls, UBS

Satya Ravi
Managing Director, Regional Chief Audit Executive - Americas, Societe Generale

Martina Rejsjo
Director of Regulatory Affairs, Eventus

Paul Ricci
Senior Executive Vice President, Chief Auditor, Wells Fargo

Greg Ruppert
Executive Vice President, Member Supervision, FINRA

Tracy Saale
Managing Director, Conduct Risk Management & Corporate Responsibility Officer, Charles Schwab

Marc Sabino
Managing Director, Head of Innovation, Internal Audit, Wells Fargo

Christopher Scarpati
Principal, PwC

Lauren Schenker
Managing Director, Head of Capital Markets Surveillance & Compliance Technology, Truist Securities

Amy Shanle
Managing Director, Head of Enterprise Change, Resiliency & Sourcing Officer, BNY Mellon

Brian Slackman
Managing Director, Head of Business Controls – Americas, MUFG

Jeffrey Sundram
Managing Director Head of U.S. Wholesale & Wealth Compliance, TD Securities

Colin Telmer
Managing Director, Global Head of Trade Surveillance, Scotiabank

Dr. Rimma Teper
Senior Director, Behavioural Scientist, Internal Audit, RBC

Tim Thompson
Senior Vice President, Enterprise Risk Management, FINRA

Michael Thor
Managing Director - North American Financial Services Industry Leader, Protiviti

John Trapani
Global Industry Leader, Financial Services, Appian

Tom Venezia
EVP, Managing Director Americas, LeapXpert

Tanya Weisleder
CUSO Head of Conduct, Credit Agricole

Doug Wilbert
Managing Director - Banking & Capital Markets Leader, Protiviti

Chuan Wong
Managing Director, Chief Controls Officer, Markets, BNY Mellon

2024 Sponsors

Lead Sponsors:
• Accenture
• IBM
• NiceActimize
• Protiviti
• PWC
• Smarsh

Co-Sponsors:
• Behavox
• Eventus

Associate Sponsors:
• ACA
• Acin
• Appian
• BCG
• CUBE
• GlobalRelay
• LeapXpert
• Shield
• SteelEye
• ThetaLake