David Nowell

Senior Regulatory Reporting Specialist at Kaizen Reporting
On the record
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  • Many may be surprised that the FCA should levy such a large fine for breaches under the previous MiFID reporting regime. However, it is a clear sign of the FCA’s tenacity and determination to strive for complete and accurate transaction reporting. It is also a message that could strike fear in the hearts of many senior managers as the new MiFIR transaction regime is far more complex than the previous MiFID regime.

    2 August 2019
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