David Slovick | Source | Partner at Barnes & Thornburg
David Slovick
David represents financial services firms and individuals in investigations and litigation conducted by the CFTC, the SEC, the Financial Industry Regulatory Authority, CME Group, and other regulatory agencies and organizations. His experience covers the spectrum of enforcement and regulatory matters, including derivatives and securities trade practices, disclosure fraud, insider trading, market manipulation, issuer statutory disqualification, and derivatives and securities regulatory compliance. David served for nearly a decade at the CFTC and the SEC where he led numerous administrative investigations and federal court actions involving a broad range of conduct in the derivatives and securities markets.
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Barnes & Thornburg
Partner
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The SPACsplosion has reached a reckoning
Regulators and investors are finally figuring out the dangers of special-purpose acquisition companies, also known as SPACs, or blank-check companies.
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I think it slowed down to a degree because of the SEC statement on warrants. There is also a backlog at the SEC’s Division of Corporation Finance, which is responsible for evaluating whether SPAC’s are accurately disclosing their financial information to prospective investors.
